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What is NRS ComplianceGuardian?

For companies under the oversight of the SEC or FINRA, ensuring compliance is crucial for uninterrupted operations but can often lead to financial burdens. ComplianceGuardian™ merges premier compliance software with the latest expert knowledge, training, and consulting services to help your firm meet today's compliance obligations while adjusting to changing regulations. The robust ComplianceGuardian™ software platform is developed and regularly updated by a dedicated team of seasoned compliance professionals. With experience in both the private sector and regulatory bodies, these experts effectively align your business goals with essential regulatory requirements, helping firms like yours maintain compliance with minimal operational disruption. Furthermore, these specialists are available to provide assistance whenever necessary, allowing you the flexibility to work independently if that suits your preferences better. Companies of various sizes trust ComplianceGuardian™ to efficiently and thoroughly meet their essential compliance needs. This collaboration not only strengthens compliance efforts but also cultivates confidence in managing the intricate regulatory environment, ultimately leading to a more resilient business model. In this way, ComplianceGuardian™ ensures that your firm is not just compliant, but also poised for future growth and adaptation.

What is Mitratech Continuity?

Artificial intelligence-driven technology enables financial institutions to fully automate their risk and compliance operations. Continuity offers a RegTech platform that simplifies risk, compliance, vendor, and performance management tailored specifically for the financial services industry. By seamlessly integrating critical risk and compliance functions, it significantly boosts overall organizational performance. Combining regulatory expertise with advanced cloud solutions, Continuity addresses regulatory challenges while minimizing risks at a more affordable price point. Many financial organizations across the United States benefit from our pioneering solution. Continuity’s enterprise risk management (ERM) technology, alongside its compliance, vendor, and performance management systems, is tailored to meet the distinct needs of banks, credit unions, mortgage lenders, and fintech firms of all sizes. This all-encompassing platform is crafted not just for adaptability but also for maximum operational efficiency. As the financial environment continues to change, Continuity is devoted to delivering state-of-the-art solutions that effectively support the demands of risk management and compliance. In an industry that requires constant innovation, our commitment to excellence ensures that financial organizations can navigate complexities with confidence.

Media

Media

Integrations Supported

Firco Trust

Integrations Supported

Firco Trust

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

National Regulatory Services

Date Founded

1984

Company Location

United States

Company Website

nrs-inc.com

Company Facts

Organization Name

Mitratech

Date Founded

2008

Company Location

United States

Company Website

mitratech.com/products/continuity/

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Banking

ATM Management
Compliance Tracking
Corporate Banking
Credit Card Management
Credit Union
Investment Banking
Multi-Branch
Online Banking
Private Banking
Retail Banking
Risk Management
Securities Management
Transaction Monitoring

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Financial Risk Management

Compliance Management
Credit Risk Management
For Hedge Funds
Liquidity Analysis
Loan Portfolio Management
Market Risk Management
Operational Risk Management
Portfolio Management
Portfolio Modeling
Risk Analytics Benchmarks
Stress Tests
Value At Risk Calculation

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