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What is COMPLY?

COMPLY delivers a unified compliance management ecosystem tailored to the complexities of the financial services industry. It streamlines every stage of the compliance lifecycle—policy management, regulatory filings, monitoring, reporting, and audits—within a single platform. Firms benefit from an integrated environment where technology meets hands-on expertise, helping them proactively address regulatory changes and operational risks. The system’s automation capabilities reduce manual work by handling repetitive tasks such as data gathering, deadline tracking, and code of ethics administration. Customizable modules allow firms to configure workflows and reporting structures to meet their unique operational and jurisdictional needs. Managed services extend in-house capacity, enabling firms to offload routine processes to seasoned compliance professionals. Educational programs and certification courses keep teams current on compliance best practices and industry trends. Designed for scalability, COMPLY supports organizations ranging from emerging RIAs to multinational investment banks. Its cloud-based infrastructure provides secure, role-based access from anywhere, ensuring compliance continuity in all circumstances. By integrating technology, services, and thought leadership, COMPLY empowers financial institutions to operate with confidence, efficiency, and full regulatory alignment.

What is Alacra Compliance Enterprise?

Alacra Compliance Enterprise provides a comprehensive solution designed to help financial institutions around the globe tackle the complexities of regulatory compliance by streamlining essential processes such as KYC, CIP, CDD, EDD, and credit investigations. This innovative platform empowers organizations to reduce regulatory, financial, legal, and reputational risks on an international level. As a modular SAAS workflow application, Alacra Compliance Enterprise is built for swift implementation and requires minimal IT resources, negating the necessity for extra hardware or software installations. Consequently, clients can experience immediate operational improvements and accelerate their journey to realizing value. Users have observed an impressive boost in analyst productivity exceeding 88%, alongside a notable reduction in error rates averaging around 40%. The flexible SAAS offering from Alacra allows for seamless customization of workflows, which can be adapted to specific information sources, business rules, and approval processes to fulfill the distinct regulatory and risk requirements of each client. Additionally, the platform includes a user-friendly interface that streamlines the input of essential information regarding the entity being onboarded, as well as the investigator's credentials, ultimately enhancing both compliance efficiency and the overall user experience. This level of customization not only optimizes workflows but also fosters a more effective and responsive compliance strategy.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

COMPLY

Company Location

United States

Company Website

www.comply.com

Company Facts

Organization Name

Alacra

Date Founded

1996

Company Location

United States

Company Website

www.alacra.com/compliance-solutions/compliance-products/alacra-compliance/

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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