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What is COMPLY?
COMPLY delivers a unified compliance management ecosystem tailored to the complexities of the financial services industry. It streamlines every stage of the compliance lifecycle—policy management, regulatory filings, monitoring, reporting, and audits—within a single platform. Firms benefit from an integrated environment where technology meets hands-on expertise, helping them proactively address regulatory changes and operational risks. The system’s automation capabilities reduce manual work by handling repetitive tasks such as data gathering, deadline tracking, and code of ethics administration. Customizable modules allow firms to configure workflows and reporting structures to meet their unique operational and jurisdictional needs. Managed services extend in-house capacity, enabling firms to offload routine processes to seasoned compliance professionals. Educational programs and certification courses keep teams current on compliance best practices and industry trends. Designed for scalability, COMPLY supports organizations ranging from emerging RIAs to multinational investment banks. Its cloud-based infrastructure provides secure, role-based access from anywhere, ensuring compliance continuity in all circumstances. By integrating technology, services, and thought leadership, COMPLY empowers financial institutions to operate with confidence, efficiency, and full regulatory alignment.
What is CE Manager?
The CE Manager provides accurate and up-to-date compliance regulations and calculations, helping organizations stay compliant across multiple jurisdictions while optimizing processes and integrating seamlessly with current HR solutions and content providers. As a leader in CLE compliance, CE Manager boasts a user-friendly learning management system (LMS) that promotes educational advancement within the firm. It offers the ability to tailor learning plans and provides on-demand CLE content that is accessible on mobile devices, benefiting both attorneys and clients, thus facilitating business development. Moreover, CE Manager automates the monitoring of compliance obligations, reduces the risks tied to compliance issues, and ensures careful attention to regulatory specifics. The system can effortlessly produce compliance reports in various required formats, highlighting its dependable technology for overseeing continuing education and compliance. Additionally, the intuitive LMS is designed to support the educational needs of the entire firm while also generating detailed compliance reports that validate attorneys' standing, thereby decreasing risk and reinforcing the firm's dedication to compliance for its clients. Ultimately, CE Manager not only streamlines compliance management but also plays a crucial role in enhancing the firm's overall growth and professional reputation, establishing a solid foundation for its future success.
Integrations Supported
Microsoft Outlook
API Availability
Has API
API Availability
Has API
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Company Facts
Organization Name
COMPLY
Company Location
United States
Company Website
www.comply.com
Company Facts
Organization Name
Litera
Date Founded
2001
Company Location
United States
Company Website
www.litera.com/products/ce-manager
Categories and Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation