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What is Comma Compliance?

Comma Compliance is a next-generation compliance management platform designed to address the challenges of modern business communication in regulated industries. Built for SEC and FINRA requirements, it captures and archives communications across more than 35 channels, including messaging apps, email platforms, and financial communication tools. The platform leverages AI to intelligently filter business-related conversations from personal messages, ensuring both compliance and user privacy. Real-time monitoring capabilities go beyond traditional archiving by detecting policy violations as they occur, allowing organizations to take immediate action. Comma Compliance eliminates the limitations of legacy compliance tools by supporting off-channel communications where most business interactions now take place. It integrates seamlessly with existing workflows, requiring no changes in how employees communicate, which drives higher adoption and reduces compliance gaps. The platform also provides audit-ready records, policy matching, and case management tools to simplify regulatory reporting and investigations. With regulators increasingly auditing firms proactively and issuing significant fines, Comma Compliance helps organizations stay ahead of compliance risks. Its fast deployment and intuitive design make it accessible for teams of all sizes. By combining real-time intelligence, privacy protection, and comprehensive coverage, Comma Compliance ensures businesses remain compliant without sacrificing productivity.

What is Archive Intel?

Archive Intel is an advanced software solution that employs artificial intelligence to optimize the archiving of client communications, focusing on precision and ease of use. It allows for the seamless collection of diverse communication types, including emails, iMessages, texts, social media exchanges, websites, and other off-channel messages. This platform enables users to meet regulatory standards with efficiency, leveraging the sophisticated capabilities of AI technology. Crafted by specialists who understand the challenges faced by advisors in regulatory compliance, Archive Intel offers a user-friendly workflow paired with a modern interface, significantly improving the overall user experience while delivering considerable time and cost efficiencies for firms. Designed from the ground up to comply with SEC Rule 204-2 and 17A-4, the platform guarantees thorough adherence to regulatory requirements. Archive Intel effectively captures and retains all types of communications, such as iMessages, WhatsApp messages, texts, emails, social media interactions, and off-channel correspondence. Furthermore, the system includes complimentary export options and rapid reporting capabilities, equipping users with essential tools to adeptly manage compliance obligations while ensuring a smooth workflow. This exceptional combination of features positions Archive Intel as an essential tool for any organization aiming to enhance its communication archiving strategy while simplifying the compliance process, ultimately fostering organizational efficiency and effectiveness.

Media

No images available

Media

Integrations Supported

Bloomberg
Gmail
LinkedIn
WhatsApp
iMessage
Facebook
Instagram
Microsoft Outlook
Microsoft Teams
MyRepChat
RingCentral RingCX
Slack
Stocktwits
X (Twitter)
Zoom

Integrations Supported

Bloomberg
Gmail
LinkedIn
WhatsApp
iMessage
Facebook
Instagram
Microsoft Outlook
Microsoft Teams
MyRepChat
RingCentral RingCX
Slack
Stocktwits
X (Twitter)
Zoom

API Availability

Has API

API Availability

Has API

Pricing Information

$33/month
Free Trial Offered?
Free Version

Pricing Information

$99 per month
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Comma Compliance

Date Founded

2025

Company Location

United States

Company Website

www.commacompliance.com

Company Facts

Organization Name

Archive Intel

Date Founded

2024

Company Location

United States

Company Website

archiveintel.com

Categories and Features

Archiving

Access Control
Data Deduplication
Document Management
Email Archiving
Multimedia Archiving
Retention Management
Storage Management
Version Control
Web Archiving
eDiscovery

Email Archiving

Access Control
Backup Management
Compliance Management
Data Deduplication
Data Export
Encryption
Retention Management
Storage Management
Threat Protection
eDiscovery

Categories and Features

Archiving

Access Control
Data Deduplication
Document Management
Email Archiving
Multimedia Archiving
Retention Management
Storage Management
Version Control
Web Archiving
eDiscovery

Email Archiving

Access Control
Backup Management
Compliance Management
Data Deduplication
Data Export
Encryption
Retention Management
Storage Management
Threat Protection
eDiscovery

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