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What is Luthor?

Luthor is the all-in-one compliance platform designed for RIAs who want to stay compliant, win clients, and grow—without hiring an entire compliance team. The platform automates everything from marketing reviews to policy management, communication monitoring, disclosures, and recordkeeping. Its AI-powered pre-screening analyzes marketing materials for potential violations, offering compliant phrasing before advisors publish anything publicly. Omnichannel monitoring ensures emails, websites, and social content are automatically scanned, archived, and stored in SEC-compliant WORM-based storage. With its built-in policy library, firms can deploy policies for ethics, cybersecurity, AML, business continuity, and more in minutes. Luthor centralizes disclosures such as OBAs, gifts, and political contributions with conflict checks and instant approvals. Real-time compliance dashboards show risk levels, pending tasks, and compliance health across the entire firm. Enterprise-grade security—including SOC 2 Type II certification—protects every regulatory document and client-facing communication. Dedicated 24/7 support provides expert assistance when audits or urgent compliance questions arise. Luthor gives RIAs the automation, clarity, and confidence they need to grow faster while staying fully compliant.

What is Comma Compliance?

Comma Compliance is a next-generation compliance management platform designed to address the challenges of modern business communication in regulated industries. Built for SEC and FINRA requirements, it captures and archives communications across more than 35 channels, including messaging apps, email platforms, and financial communication tools. The platform leverages AI to intelligently filter business-related conversations from personal messages, ensuring both compliance and user privacy. Real-time monitoring capabilities go beyond traditional archiving by detecting policy violations as they occur, allowing organizations to take immediate action. Comma Compliance eliminates the limitations of legacy compliance tools by supporting off-channel communications where most business interactions now take place. It integrates seamlessly with existing workflows, requiring no changes in how employees communicate, which drives higher adoption and reduces compliance gaps. The platform also provides audit-ready records, policy matching, and case management tools to simplify regulatory reporting and investigations. With regulators increasingly auditing firms proactively and issuing significant fines, Comma Compliance helps organizations stay ahead of compliance risks. Its fast deployment and intuitive design make it accessible for teams of all sizes. By combining real-time intelligence, privacy protection, and comprehensive coverage, Comma Compliance ensures businesses remain compliant without sacrificing productivity.

Media

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Media

No images available

Integrations Supported

Integrations Supported

Bloomberg
Gmail
LinkedIn
WhatsApp
Zoom Phone
iMessage

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

$33/month
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Not specified

Training Options

Documentation Hub
Webinars

Company Facts

Organization Name

Luthor.ai

Date Founded

2024

Company Location

United States

Company Website

www.luthor.ai/

Company Facts

Organization Name

Comma Compliance

Date Founded

2025

Company Location

United States

Company Website

www.commacompliance.com

Categories and Features

Compliance

Not specified

Categories and Features

Archiving

Not specified

Email Archiving

Not specified

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