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What is Luthor?

Luthor is the all-in-one compliance platform designed for RIAs who want to stay compliant, win clients, and grow—without hiring an entire compliance team. The platform automates everything from marketing reviews to policy management, communication monitoring, disclosures, and recordkeeping. Its AI-powered pre-screening analyzes marketing materials for potential violations, offering compliant phrasing before advisors publish anything publicly. Omnichannel monitoring ensures emails, websites, and social content are automatically scanned, archived, and stored in SEC-compliant WORM-based storage. With its built-in policy library, firms can deploy policies for ethics, cybersecurity, AML, business continuity, and more in minutes. Luthor centralizes disclosures such as OBAs, gifts, and political contributions with conflict checks and instant approvals. Real-time compliance dashboards show risk levels, pending tasks, and compliance health across the entire firm. Enterprise-grade security—including SOC 2 Type II certification—protects every regulatory document and client-facing communication. Dedicated 24/7 support provides expert assistance when audits or urgent compliance questions arise. Luthor gives RIAs the automation, clarity, and confidence they need to grow faster while staying fully compliant.

What is Esper?

Esper functions as an all-encompassing platform designed for the management of government policies and regulations by integrating various documents and data types—including Word files, spreadsheets, email threads, shared drives, and outdated websites—into a cohesive, transparent, and audit-ready system. This organization not only simplifies accessibility to policies and regulations but also reduces the burden on government personnel while promoting compliance and operational efficiency. The Regulation & Code Management feature refines the processes of rulemaking and regulatory drafting through a unified workflow that supports collaborative drafting, redlining, approval procedures, version control, compliance timelines, task assignments, reminders, and automated publishing, all contributing to timely project completion and the identification of potential obstacles. In conjunction, the Policy & Procedure Management aspect centralizes internal policies within a smart framework, providing custom workflows, a searchable policy library, acknowledgment tracking, communication tools, digital attestations, audit trails, reporting dashboards, and analytical insights that equip leaders to showcase compliance during oversight evaluations. By streamlining the management and execution of regulatory frameworks, Esper not only enhances governmental operations but also encourages a more structured and effective governance model, ultimately paving the way for improved public service delivery. This innovative approach not only ensures adherence to regulations but also fosters a culture of accountability and transparency within government entities.

Media

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Media

Integrations Supported

Integrations Supported

Microsoft Word

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Web-Based Support

Training Options

Not specified

Training Options

Documentation Hub
Online Training

Company Facts

Organization Name

Luthor.ai

Date Founded

2024

Company Location

United States

Company Website

www.luthor.ai/

Company Facts

Organization Name

Esper

Date Founded

2018

Company Location

United States

Company Website

esper.com

Categories and Features

Compliance

Not specified

Categories and Features

Government

Not specified

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