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What is Luthor?

Luthor is the all-in-one compliance platform designed for RIAs who want to stay compliant, win clients, and grow—without hiring an entire compliance team. The platform automates everything from marketing reviews to policy management, communication monitoring, disclosures, and recordkeeping. Its AI-powered pre-screening analyzes marketing materials for potential violations, offering compliant phrasing before advisors publish anything publicly. Omnichannel monitoring ensures emails, websites, and social content are automatically scanned, archived, and stored in SEC-compliant WORM-based storage. With its built-in policy library, firms can deploy policies for ethics, cybersecurity, AML, business continuity, and more in minutes. Luthor centralizes disclosures such as OBAs, gifts, and political contributions with conflict checks and instant approvals. Real-time compliance dashboards show risk levels, pending tasks, and compliance health across the entire firm. Enterprise-grade security—including SOC 2 Type II certification—protects every regulatory document and client-facing communication. Dedicated 24/7 support provides expert assistance when audits or urgent compliance questions arise. Luthor gives RIAs the automation, clarity, and confidence they need to grow faster while staying fully compliant.

What is Intapp Conflicts?

Streamline the process of reviewing, resolving, and reporting conflicts of interest through a centralized platform. Intapp Conflicts empowers risk analysts within your organization to probe and assess potential conflicts by leveraging an extensive repository of client information from both your firm's internal databases and external sources. The use of AI greatly enhances the speed of conflict resolution by pinpointing results that may indicate issues, thus enabling analysts to focus their review efforts more effectively and conserve precious time. Reduce the time needed for conflict assessment and resolution to ensure decisions align consistently with the firm's risk guidelines. Centralize critical information and workflows to protect your firm from potential vulnerabilities. Execute rapid searches for potential conflicts, whether you are traveling or away from your desk. Utilize AI to support analysts in swiftly identifying and addressing conflicts by drawing attention to key issues. Keep track of specific factors such as audit clients and pertinent independence regulations while also improving reporting capabilities with dynamic and interactive conflict reports. This cutting-edge methodology not only enhances efficiency but also strengthens the firm's dedication to adhering to high compliance standards, ultimately fostering a culture of diligence and responsibility in risk management. By adopting such a comprehensive approach, firms can ensure that they remain proactive in navigating complex regulatory landscapes.

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Integrations Supported

Integrations Supported

Bureau van Dijk Review
D&B Connect
Microsoft 365
S&P Capital IQ Desktop

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Not specified

Training Options

Documentation Hub
Webinars
Online Training

Company Facts

Organization Name

Luthor.ai

Date Founded

2024

Company Location

United States

Company Website

www.luthor.ai/

Company Facts

Organization Name

Intapp

Date Founded

2000

Company Location

United States

Company Website

www.intapp.com/conflicts/

Categories and Features

Compliance

Not specified

Categories and Features

Conflict Checking

Not specified

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