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What is Nasdaq Equity Surveillance and Shareholder Analysis?

Nasdaq employs a dedicated team of consultative experts who meticulously analyze and interpret shareholder behavior in nearly real-time, delivering actionable intelligence along with customized reports that cater specifically to C-suite executives. Leading investor relations programs harness our insights to boost engagement, uncover hidden opportunities, manage shareholder activism, and adapt to new trends, particularly those associated with ESG factors. Our advanced analytics empower organizations to improve program efficiency, evaluate performance, and inform leadership decisions effectively. With a group of experienced analysts focusing on diverse sectors, we provide continuous updates on the latest market trends. By tapping into Nasdaq's insights, you can better identify, understand, and capitalize on fund movements, shifts in investor preferences, and other critical market dynamics. Proactive monitoring strategies, backed by Nasdaq's exclusive data, enable you to maintain a competitive advantage in this fast-paced environment. Additionally, we aid in identifying, benchmarking, and analyzing ownership trends and trading behaviors that pertain to ESG and sustainability-oriented investment strategies. In a rapidly changing investment landscape, staying well-informed allows you to make strategic decisions that resonate with current market demands and expectations. Consequently, your organization can better align its practices with the evolving interests of investors and stakeholders alike.

What is FullCircl?

FullCircl stands out as a pioneering orchestration platform, seamlessly aligning regulatory processes with customer acquisition to foster improved business outcomes right from the outset. Our comprehensive global solutions enhance customer acquisition, retention, and revenue growth while effectively managing the risks and compliance issues linked to onboarding, identity verification, fraud detection, financial crime prevention, and continuous monitoring. By minimizing the costs associated with acquiring and serving customers, we pave the way for healthier customer relationships and enable rapid, sustainable growth. With operations extending to 160 countries, FullCircl occupies a distinctive position within a fast-expanding, multi-billion dollar industry. Currently, we proudly serve over 450 clients, support more than 15,000 web application users, conduct upwards of 300 million checks each month, and facilitate the onboarding of over 200,000 customers each year. As part of nCino (NASDAQ: NCNO), FullCircl integrates human expertise, artificial intelligence, and data to lead a transformative movement in the world of regulated business practices, setting the stage for a future where compliance and growth go hand in hand. This innovative approach ensures that organizations are not only compliant but also equipped to thrive in a dynamic market landscape.

Media

Media

Integrations Supported

Alloy
Codat
ComplyAdvantage
Creditsafe
Salesforce
W2

Integrations Supported

Alloy
Codat
ComplyAdvantage
Creditsafe
Salesforce
W2

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

£1500
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Nasdaq

Date Founded

1971

Company Location

United States

Company Website

www.nasdaq.com/solutions/ir-intelligence/equity-surveillance-shareholder-analysis

Company Facts

Organization Name

FullCircl

Date Founded

2011

Company Location

United Kingdom

Company Website

www.fullcircl.com

Categories and Features

Investor Relations

Automated Reporting
Compliance Management
Custom Emails / Newsletters
Data Centralization
Deal & Acquisition Management
Document Creation
Document Management
Electronic Signature
IR Website Builder
Investor CRM
Investor Transactions / Valuations

Categories and Features

AML

Behavioral Analytics
Case Management
Compliance Reporting
Identity Verification
Investigation Management
PEP Screening
Risk Assessment
SARs
Transaction Monitoring
Watch List

KYC

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