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What is Nasdaq Trade Surveillance?

Nasdaq Trade Surveillance serves as a comprehensive platform designed for compliance and monitoring across multiple markets, specifically aimed at aiding financial institutions, exchanges, and regulatory agencies in the real-time observation of trading operations, which facilitates the detection of potential market abuse, manipulation, and breaches of regulations affecting a wide range of asset classes, including equities, commodities, fixed income, OTC, and cryptocurrencies. It successfully integrates trading and market data, providing over 300 customizable and pre-set alert scenarios, such as insider trading and spoofing, while also delivering clear visual representations and personalized notifications that reduce false positives and improve investigation efficiency. In addition to these features, the platform includes sophisticated forensic tools, such as order book replay and interactive dashboards, enabling compliance teams to thoroughly analyze transaction histories. The system is designed to be scalable, adapting to the evolving landscape of market dynamics and regulatory demands while also providing flexible deployment options for quick implementation and ongoing updates to align with industry standards. This robust strategy guarantees that firms can effectively protect their operations from illicit activities while ensuring compliance with regulatory requirements, thus fostering a culture of accountability and transparency within the financial markets. Ultimately, the platform enhances the overall integrity of trading environments, contributing to more stable and trustworthy markets.

What is BroadPeak?

BroadPeak Partners (BroadPeak) is the post trade foundation that enables trading, risk, and compliance teams at energy and commodity trading firms to capture, reconcile, allocate, monitor, and report every trade on a single platform. Certified connectivity to more than 100 exchanges and brokers brings trade data from every source through standard protocols including API, FIX, XML, CSV, Kafka, and Message Queue. Data stays current in real time and is available across the platform.

Media

Media

Integrations Supported

Integrations Supported

Box
BuyDRM
Confluence
Gmail
Google Drive
LinkedIn
NetSuite
SAP Concur
Salesforce
Workday HCM
X (Twitter)

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Price is determined by the number of integrated systems and billed annually.
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS
Windows
Mac
On-Prem

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support

Training Options

Documentation Hub
Online Training

Training Options

Documentation Hub
Webinars
On-Site Training

Company Facts

Organization Name

Nasdaq

Date Founded

1971

Company Location

United States

Company Website

www.nasdaq.com/solutions/fintech/nasdaq-trade-surveillance

Company Facts

Organization Name

BroadPeak Partners

Date Founded

2007

Company Location

United States

Company Website

broadpeakpartners.com

Categories and Features

Trade Surveillance

Not specified

Categories and Features

Data Mapping

Not specified

ETL

Not specified

Integration

Dashboard
ETL - Extract / Transform / Load
Metadata Management
Multiple Data Sources
Web Services

iPaaS

Not specified

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