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What is Nasdaq Trade Surveillance?

Nasdaq Trade Surveillance serves as a comprehensive platform designed for compliance and monitoring across multiple markets, specifically aimed at aiding financial institutions, exchanges, and regulatory agencies in the real-time observation of trading operations, which facilitates the detection of potential market abuse, manipulation, and breaches of regulations affecting a wide range of asset classes, including equities, commodities, fixed income, OTC, and cryptocurrencies. It successfully integrates trading and market data, providing over 300 customizable and pre-set alert scenarios, such as insider trading and spoofing, while also delivering clear visual representations and personalized notifications that reduce false positives and improve investigation efficiency. In addition to these features, the platform includes sophisticated forensic tools, such as order book replay and interactive dashboards, enabling compliance teams to thoroughly analyze transaction histories. The system is designed to be scalable, adapting to the evolving landscape of market dynamics and regulatory demands while also providing flexible deployment options for quick implementation and ongoing updates to align with industry standards. This robust strategy guarantees that firms can effectively protect their operations from illicit activities while ensuring compliance with regulatory requirements, thus fostering a culture of accountability and transparency within the financial markets. Ultimately, the platform enhances the overall integrity of trading environments, contributing to more stable and trustworthy markets.

What is DTCC Data Services?

DTCC Data Services offers a wide range of referential and activity-based data, which can be accessed in fixed or customizable formats, drawn from a robust repository of transaction, reference, position, and asset servicing data that covers all significant asset classes. As the foremost post-trade market infrastructure within the global financial landscape, DTCC effectively addresses the complex challenges of data management associated with diverse transaction types and asset categories, enhancing transparency, mitigating risk, and promoting increased efficiency for financial entities. Their solutions centered around trade activity-based data provide essential market insights that allow firms to assess risk factors accurately and refine their market strategies, resulting in well-informed, strategic decisions regarding business operations and investments. Moreover, DTCC acts as a centralized source for corporate action announcements and reference data solutions, which assists organizations in improving and reconciling their operational data, ultimately leading to enhanced efficiency, accuracy, and overall organizational support. This comprehensive approach to data management empowers financial institutions to navigate industry complexities with greater assurance and effectiveness, ensuring they remain competitive in a rapidly evolving market. Additionally, the consolidation of such critical data resources fosters a collaborative environment where financial firms can share insights and best practices, further driving innovation in the sector.

Media

Media

Integrations Supported

Integrations Supported

Symphony

API Availability

API Availability

Has API

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Online Training

Training Options

Documentation Hub
Webinars
On-Site Training

Company Facts

Organization Name

Nasdaq

Date Founded

1971

Company Location

United States

Company Website

www.nasdaq.com/solutions/fintech/nasdaq-trade-surveillance

Company Facts

Organization Name

DTCC

Date Founded

1973

Company Location

United States

Company Website

www.dtcc.com/data-services

Categories and Features

Trade Surveillance

Not specified

Categories and Features

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