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What is Nasdaq Trade Surveillance?

Nasdaq Trade Surveillance serves as a comprehensive platform designed for compliance and monitoring across multiple markets, specifically aimed at aiding financial institutions, exchanges, and regulatory agencies in the real-time observation of trading operations, which facilitates the detection of potential market abuse, manipulation, and breaches of regulations affecting a wide range of asset classes, including equities, commodities, fixed income, OTC, and cryptocurrencies. It successfully integrates trading and market data, providing over 300 customizable and pre-set alert scenarios, such as insider trading and spoofing, while also delivering clear visual representations and personalized notifications that reduce false positives and improve investigation efficiency. In addition to these features, the platform includes sophisticated forensic tools, such as order book replay and interactive dashboards, enabling compliance teams to thoroughly analyze transaction histories. The system is designed to be scalable, adapting to the evolving landscape of market dynamics and regulatory demands while also providing flexible deployment options for quick implementation and ongoing updates to align with industry standards. This robust strategy guarantees that firms can effectively protect their operations from illicit activities while ensuring compliance with regulatory requirements, thus fostering a culture of accountability and transparency within the financial markets. Ultimately, the platform enhances the overall integrity of trading environments, contributing to more stable and trustworthy markets.

What is LCX Exchange?

The Advanced Crypto Trading Desk provides users with the capability to trade across top cryptocurrency exchanges using a single, integrated platform. LCX has meticulously built its crypto trading ecosystem from the ground up, leveraging the knowledge and skills of its forward-thinking crypto portfolio desk alongside the LCX Terminal and LCX DeFi Terminal. The organization aims to create a strong foundation for digital finance, with a focus on compliance and regulatory adherence. In line with this vision, LCX is dedicated to developing advanced Anti-Money Laundering (AML) and Know Your Customer (KYC) technologies that meet the needs of both institutions and individual consumers, which includes the use of on-chain analytics for monitoring all crypto transactions. Moreover, LCX actively communicates with regulatory bodies, policymakers, and financial institutions, participating in security audits and regular assessments to maintain compliance with applicable regulations. The LCX Exchange functions as a regulated digital asset exchange, recognized as an Exchange Service Provider under Liechtenstein's blockchain laws, which further solidifies its dedication to transparency and security in the cryptocurrency landscape. This thorough strategy not only enhances LCX's reputation but also establishes it as a pioneer in building trust and promoting innovation within the dynamic digital asset ecosystem. As the crypto market continues to evolve, LCX remains committed to adapting its practices to meet emerging challenges and opportunities.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Nasdaq

Date Founded

1971

Company Location

United States

Company Website

www.nasdaq.com/solutions/fintech/nasdaq-trade-surveillance

Company Facts

Organization Name

LCX

Date Founded

2018

Company Location

Liechtenstein

Company Website

www.lcx.com

Categories and Features

Categories and Features

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