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What is Quantfolio?

Quantfolio operates as a versatile digital investment advisory platform and robo-advisory solution that leverages an API framework designed specifically for banks, wealth management firms, and fintech entities. This innovative system streamlines and improves a variety of functions, such as client onboarding, conducting suitability assessments, performing risk evaluations, generating automated proposals, ensuring compliance in documentation, and executing investments effectively. At its core, the Investment Engine allows organizations to embed their distinct investment philosophies through tailored workflows, while the robo-advisory component supports scalable self-service options that cater to both retail and mass-affluent clients. The order-execution feature ensures a seamless shift from strategic planning to actual trading, incorporating compliance safeguards that help reduce regulatory risks. Moreover, the platform integrates ESG considerations, enables white-label branding, and respects sustainability preferences in its operations, empowering institutions to deliver personalized, efficient, and compliant investment advice at scale. Moreover, Quantfolio stands out as an essential resource for financial organizations seeking to modernize and elevate their investment advisory offerings in a rapidly evolving market landscape.

What is Complii?

Complii is an innovative web-based compliance platform designed to automate the management, verification, and execution of compliance duties, thereby protecting AFSLs, stockbrokers, advisors, and their clientele. This cutting-edge software eliminates the need for traditional paper processes by creating a secure digital space specifically designed to fulfill the compliance requirements of AFS Licensees and brokers. By automating essential operations such as the generation of ROAs and SOAs according to client profiles, keeping track of a 708 expiry register, and producing FOFA FDS letters, Complii markedly enhances the efficiency of the compliance workflow. Moreover, it supports electronic opt-ins, facilitates updates to online client profiles, manages disclosures, maintains breach registers, and helps in establishing Chinese walls for internal compliance measures. Complii further improves advisory practices by providing a thorough organizational overview of all pending tasks that necessitate advice or action. The platform also includes a digital document storage solution, enabling users to systematically organize their documents within a secure online framework. In summary, Complii transforms compliance management by consolidating diverse functionalities into one intuitive platform, thereby significantly improving operational efficiency for its users. This holistic approach not only simplifies compliance tasks but also enhances overall productivity for financial advisors and their teams.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Free
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Quantfolio

Date Founded

2015

Company Location

Norway

Company Website

www.quantfol.io

Company Facts

Organization Name

Complii

Company Location

Australia

Company Website

www.complii.com.au

Categories and Features

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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