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What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is ACS Compliance Risk Management ?

ACS Compliance Risk Management is specifically designed to meet the unique needs of the financial services industry as it navigates a continuously changing regulatory environment. Built around your policy manual and relevant review and testing procedures, ACS is easy to implement and user-friendly. Its flexible framework allows for real-time adjustments in response to new regulations and internal policies, ensuring a proactive stance in compliance management. As the leading provider of Compliance Risk Management solutions in the financial sector, Automated Compliance Solutions (ACS) combines top-tier compliance practices with sophisticated software offered as a web-based service. In this evolving regulatory climate, clients of ACS can be confident that their compliance initiatives exceed the requirements set by investors, customers, and regulators. By efficiently managing compliance, risk, and valuation processes while maintaining comprehensive documentation, ACS enables clients to reduce the time and costs tied to compliance management, significantly minimizing the chances for errors. This holistic strategy not only streamlines operational processes but also bolsters overall organizational productivity. Furthermore, the continuous enhancement of compliance measures allows organizations to adapt swiftly to any regulatory changes, ensuring sustained success in the long run.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub

Training Options

Documentation Hub
Online Training
On-Site Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

Automated Compliance Solutions

Company Location

United States

Company Website

www.complianceacs.com

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

Compliance

Not specified

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