Ratings and Reviews 0 Ratings

Total
ease
features
design
support

This software has no reviews. Be the first to write a review.

Write a Review

Ratings and Reviews 0 Ratings

Total
ease
features
design
support

This software has no reviews. Be the first to write a review.

Write a Review

Alternatives to Consider

  • Predict360 Reviews & Ratings
    18 Ratings
    Company Website
  • Haast Reviews & Ratings
    5 Ratings
    Company Website
  • Ethena Reviews & Ratings
    131 Ratings
    Company Website
  • Rippling Reviews & Ratings
    21,041 Ratings
    Company Website
  • Hyperproof Reviews & Ratings
    350 Ratings
    Company Website
  • Shape Software Reviews & Ratings
    136 Ratings
    Company Website
  • Bridge Reviews & Ratings
    548 Ratings
    Company Website
  • ServoDesk Reviews & Ratings
    25 Ratings
    Company Website
  • Emtrain Reviews & Ratings
    53 Ratings
    Company Website
  • Seertech Reviews & Ratings
    15 Ratings
    Company Website

What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is Actus Comply?

Initially, you may have thought that your organization was too small to need SMCR Software, but now that the one-year grace period is nearly over, you're likely not alone in feeling the pressure with thoughts like, “The task of managing annual certification and conduct has turned out to be more complex than we expected” or “Even though we've organized everything in Excel, ensuring that our reports remain accurate will probably be a major hurdle.” Fortunately, there’s still a window of opportunity to tackle these challenges, at least for the moment! We find ourselves in a pivotal transition phase regarding SMCR, as numerous firms have completed their mapping and designated roles; however, the significant undertaking of managing annual certification and conduct, alongside the necessity for precise and continuously updated data, is becoming increasingly clear to many of our clients. Given the shift in responsibility from the organization to individual members, it's no surprise that the increased levels of personal liability are raising alarms and prompting a reassessment of existing methodologies. As these difficulties arise, it will be crucial to seek out effective strategies to successfully maneuver through this changing environment. Embracing proactive solutions now will not only ease the transition but also strengthen your company's compliance framework for the future.

Media

Media

Integrations Supported

Integrations Supported

BVNK
Binderr
Formalize

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

$5,000 per year
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

Advance Change

Date Founded

2009

Company Location

United Kingdom

Company Website

actus.co.uk/performance-talent-management-software/actus-comply/

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

Compliance

Archiving & Retention
Audit Management
Controls Testing
ISO Compliance
Risk Management
Version Control

Popular Alternatives

Popular Alternatives

 Compliance Star Reviews & Ratings

Compliance Star

Thistle Initiatives
Predict360 Reviews & Ratings

Predict360

360factors
Compliance Aspekte Reviews & Ratings

Compliance Aspekte

expertree consulting GmbH
AI Safety 101 Reviews & Ratings

AI Safety 101

Mandrify