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What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is Clear View Compliance?

Clear View Compliance serves as a specialized regulatory compliance management tool designed specifically for the UK, aimed at helping small and medium enterprises navigate the complexities of regulation identification, tracking, and management through an intuitive dashboard and prompt legal update alerts. The platform encourages users to fill out a tailored questionnaire reflecting their business operations, which allows it to automatically pinpoint relevant regulatory requirements in key areas such as employment law, health and safety, corporate governance, taxation, data protection, environmental management, consumer rights, intellectual property, and contract law, thus enabling businesses to swiftly recognize compliance gaps and implement necessary corrective measures even without in-depth legal expertise. Featuring a user-friendly interface, visual risk assessments, and regular updates, Clear View Compliance equips teams with the tools needed to stay informed on critical regulatory developments, reducing confusion and lowering administrative overhead. By optimizing the compliance process, this platform not only helps businesses adhere to legal mandates but also allows them to concentrate on their primary objectives. Ultimately, Clear View Compliance not only enhances regulatory understanding but also fosters a more efficient operational environment for enterprises.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

$1.36 per month
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub

Training Options

Documentation Hub
Online Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

Clear View Compliance

Company Location

United Kingdom

Company Website

clearviewcomply.co.uk

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

Compliance

Not specified

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