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What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is FIS Regulatory University?

Training employees in regulatory compliance is essential for minimizing risks within the financial services industry, but establishing an internal program can often prove to be challenging. FIS Regulatory University offers a comprehensive online library featuring more than 350 courses that cover critical areas such as safety, soundness, consumer protection, and high-risk matters across different business sectors. The platform includes analytics tools that identify gaps in employee awareness of compliance laws, policies, and procedures. Additionally, courses can be customized to address the unique requirements of various regions, branches, teams, and job functions. Moreover, organizations have the option to integrate their own corporate policies into existing training sessions or even develop personalized compliance courses. This flexibility guarantees that employees receive up-to-date, high-quality training content in an accessible manner, all for a single cost. The program also boasts sophisticated reporting, tracking, and analytics features that streamline administration while improving staff comprehension of compliance obligations. Ultimately, this resource empowers organizations to foster a culture of compliance and accountability within their workforce.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Web-Based Support

Training Options

Documentation Hub

Training Options

Documentation Hub
Online Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

FIS

Date Founded

1968

Company Location

United States

Company Website

www.fisglobal.com/products/fis-regulatory-university

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

Compliance Training

Not specified

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