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What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is Global RADAR?

Our innovative and flexible application, coupled with a dedicated support team, positions us as the premier solution for addressing operational and compliance challenges. Global RADAR specializes in efficient client onboarding, thorough customer due diligence, and effective transaction monitoring. We streamline account opening processes within a secure digital environment, ensuring strict compliance with international regulatory requirements while leveraging sophisticated analytics to accurately assess client profiles. The core of Global RADAR is built on four solid pillars: compliance, customer due diligence, document management, and watch list screening, as well as transaction oversight. This comprehensive approach not only improves security but also cultivates trust and enhances the efficiency of financial transactions. By prioritizing these elements, we empower businesses to navigate complex regulatory landscapes with confidence.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub

Training Options

Documentation Hub
On-Site Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

Global RADAR

Date Founded

2007

Company Location

United States

Company Website

www.globalradar.com/about-us/

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

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