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What is Renaissance?

Renaissance is an all-encompassing compliance management system (CMS) crafted to efficiently allocate essential compliance duties among broker-dealers and investment advisors. The platform's primary interface features an intuitive, icon-driven menu that guides users toward their most pressing compliance obligations. In addition, our sophisticated reporting dashboard aids in aligning compliance objectives with overarching risk management strategies. Access permissions can be customized to mirror your firm’s organizational hierarchy, guaranteeing that the right personnel have access to critical information. Users are also able to create, manage, and distribute targeted emails based on their activity status, with options to schedule these communications daily, weekly, or monthly. Moreover, the system is fully optimized for mobile devices, enabling users to connect via any internet-capable laptop, tablet, or smartphone, which significantly enhances both accessibility and convenience. This flexibility not only encourages your team to remain compliant but also ensures they are well-informed, no matter where they are located. Ultimately, Renaissance empowers users to navigate the complex compliance landscape with confidence and ease.

What is OTC Link ATS?

To improve the functionality and understanding of financial markets, we sort securities into three specific categories based on the quality and quantity of information that companies provide. Investors regulated by the SEC can access information on more than 11,000 securities through a variety of platforms, including Bloomberg, REDI Technologies, and Thomson Reuters, utilizing OTC Link® ATS. Acting as an Alternative Trading System, we connect leading U.S. broker-dealers, ensuring liquidity and efficient execution services for the securities within our markets. Companies have the choice to qualify for either our OTCQX or OTCQB markets, while those that do not meet the necessary standards are automatically traded on Pink. Our Corporate Service products further equip companies with effective strategies to enhance their communication with investors and improve the distribution of information. Ultimately, this extensive framework is aimed at creating a trading environment that is both transparent and well-informed, benefiting all participants involved. In doing so, we strive to promote confidence and engagement in the financial marketplace.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Quest CE

Company Location

United States

Company Website

www.questce.com/firm-compliance/

Company Facts

Organization Name

OTC Markets

Company Location

United States

Company Website

www.otcmarkets.com/otc-link

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

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