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What is SansWrite?

SansWrite is a cloud-based platform designed to streamline compliance monitoring through automated inspections. Additionally, it offers users valuable access to compliance data, facilitating trend analysis. By aiding licensees in both achieving and upholding compliance, SansWrite plays a crucial role in keeping the community informed about the well-being of their loved ones. For further details, explore www.sanswrite.com to discover how this innovative tool can support compliance efforts.

What is Complii?

Complii is an innovative web-based compliance platform designed to automate the management, verification, and execution of compliance duties, thereby protecting AFSLs, stockbrokers, advisors, and their clientele. This cutting-edge software eliminates the need for traditional paper processes by creating a secure digital space specifically designed to fulfill the compliance requirements of AFS Licensees and brokers. By automating essential operations such as the generation of ROAs and SOAs according to client profiles, keeping track of a 708 expiry register, and producing FOFA FDS letters, Complii markedly enhances the efficiency of the compliance workflow. Moreover, it supports electronic opt-ins, facilitates updates to online client profiles, manages disclosures, maintains breach registers, and helps in establishing Chinese walls for internal compliance measures. Complii further improves advisory practices by providing a thorough organizational overview of all pending tasks that necessitate advice or action. The platform also includes a digital document storage solution, enabling users to systematically organize their documents within a secure online framework. In summary, Complii transforms compliance management by consolidating diverse functionalities into one intuitive platform, thereby significantly improving operational efficiency for its users. This holistic approach not only simplifies compliance tasks but also enhances overall productivity for financial advisors and their teams.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

$399/user/year
Starting at $399/user/year for the Inspector Portal and $25/user/year for the Licensee Portal.
Free Version
Free Trial Offered?

Pricing Information

Pricing not provided
Free Version
Free Trial Offered?

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

SansWrite

Date Founded

1996

Company Location

United States

Company Website

www.sanswrite.com

Company Facts

Organization Name

Complii

Company Location

Australia

Company Website

www.complii.com.au

Categories and Features

CAPA

Audit Management
CAPA Planning
Change Management
Complaint Management
Incident Management
Nonconformance Tracking
Quality Control
Risk Management
Root Cause Analysis
Training Management

Human Services

Case Management
Certification & Licensing
Child Welfare Management
Document Management
Reporting & Statistics
Scheduling
Time Tracking
Training Management

Inspection

Appointment Management
Customer Database
Dispatch Management
Equipment Tracking
Photos In Reports
Print on Site
Report Templates
Speech Recognition
Subcontractor Management

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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