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What is StarCompliance?

StarCompliance (Star) is the world’s leading provider of employee and firm compliance technology, trusted by millions in 114 countries for more than 25 years. With regulatory scrutiny rising and annual fines for market abuse reaching billions, Star helps organizations manage conflicts of interest, reduce personal liability, and protect employees and reputations. The StarCompliance Enterprise platform provides complete compliance coverage, monitoring employee trading, securities, digital assets, gifts, hospitality, outside business activities, and political donations. It also supports incident management, MNPI oversight, and accountability regime compliance across multiple regions. With configurable workflows, powerful analytics, and customizable dashboards, compliance teams gain actionable intelligence and a holistic view of risk. Its cloud-ready, scalable architecture integrates with Snowflake and other platforms to combine compliance and business data for a 360-degree perspective. Security features include multi-layered access controls aligned by region, role, or department. Global-ready features, including multi-language and multi-currency support, allow firms to standardize compliance while adapting locally. Combined with in-app guidance, Star University, events, and client support, StarCompliance empowers organizations to foster cultures of accountability, transparency, and sustainable compliance.

What is COMPLY?

COMPLY delivers a unified compliance management ecosystem tailored to the complexities of the financial services industry. It streamlines every stage of the compliance lifecycle—policy management, regulatory filings, monitoring, reporting, and audits—within a single platform. Firms benefit from an integrated environment where technology meets hands-on expertise, helping them proactively address regulatory changes and operational risks. The system’s automation capabilities reduce manual work by handling repetitive tasks such as data gathering, deadline tracking, and code of ethics administration. Customizable modules allow firms to configure workflows and reporting structures to meet their unique operational and jurisdictional needs. Managed services extend in-house capacity, enabling firms to offload routine processes to seasoned compliance professionals. Educational programs and certification courses keep teams current on compliance best practices and industry trends. Designed for scalability, COMPLY supports organizations ranging from emerging RIAs to multinational investment banks. Its cloud-based infrastructure provides secure, role-based access from anywhere, ensuring compliance continuity in all circumstances. By integrating technology, services, and thought leadership, COMPLY empowers financial institutions to operate with confidence, efficiency, and full regulatory alignment.

Media

Media

Integrations Supported

AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
S&P Capital IQ Desktop
Snowflake
ThoughtSpot

Integrations Supported

AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
S&P Capital IQ Desktop
Snowflake
ThoughtSpot

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

StarCompliance

Date Founded

1999

Company Location

United States

Company Website

www.starcompliance.com

Company Facts

Organization Name

COMPLY

Company Location

United States

Company Website

www.comply.com

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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