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What is StarCompliance?

StarCompliance (Star) is the world’s leading provider of employee and firm compliance technology, trusted by millions in 114 countries for more than 25 years. With regulatory scrutiny rising and annual fines for market abuse reaching billions, Star helps organizations manage conflicts of interest, reduce personal liability, and protect employees and reputations. The StarCompliance Enterprise platform provides complete compliance coverage, monitoring employee trading, securities, digital assets, gifts, hospitality, outside business activities, and political donations. It also supports incident management, MNPI oversight, and accountability regime compliance across multiple regions. With configurable workflows, powerful analytics, and customizable dashboards, compliance teams gain actionable intelligence and a holistic view of risk. Its cloud-ready, scalable architecture integrates with Snowflake and other platforms to combine compliance and business data for a 360-degree perspective. Security features include multi-layered access controls aligned by region, role, or department. Global-ready features, including multi-language and multi-currency support, allow firms to standardize compliance while adapting locally. Combined with in-app guidance, Star University, events, and client support, StarCompliance empowers organizations to foster cultures of accountability, transparency, and sustainable compliance.

What is Compliance Star?

Compliance Star is a cutting-edge compliance software solution available for on-demand use, equipped with vital tools for effective risk management and oversight. It facilitates seamless remote supervision of FCA Authorised Firms and their respective Units and Agents through its capabilities in real-time data collection and reporting. This compliance platform, driven by advanced technology, optimizes the management, workflow, and oversight of firms that are regulated by the Financial Conduct Authority (FCA). One of Compliance Star's standout features is its comprehensive, calendar-based task management system, which allows for both automatic and manual task assignments, sends alerts for necessary actions, incorporates deadlines into a calendar, issues reminders, and monitors the completion status of tasks. By significantly reducing the compliance burden, this platform is utilized by leading regulatory networks today. Additionally, it provides extensive tracking of internal regulatory processes and acts as a centralized hub for accessing current data, while also enabling the generation of FCA-required reports. This ensures that Compliance Star not only boosts operational efficiency but also guarantees that its users remain compliant with regulatory standards. With its user-friendly interface and powerful functionalities, Compliance Star is set to revolutionize compliance management for firms navigating complex regulatory landscapes.

Media

Media

Integrations Supported

AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
Obello
S&P Capital IQ Desktop
Snowflake
ThoughtSpot

Integrations Supported

AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
Obello
S&P Capital IQ Desktop
Snowflake
ThoughtSpot

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

£60 per month
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

StarCompliance

Date Founded

1999

Company Location

United States

Company Website

www.starcompliance.com

Company Facts

Organization Name

Thistle Initiatives

Date Founded

2012

Company Location

United Kingdom

Company Website

compliancestar.co.uk

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Audit

Alerts / Notifications
Audit Planning
Compliance Management
Dashboard
Exceptions Management
Forms Management
Issue Management
Mobile Access
Multi-Year Planning
Risk Assessment
Workflow Management

Complaint Management

Case Management
Complaint Classification
Corrective Actions (CAPA)
Customer Complaint Tracking
Feedback Management
Forms Management
Issue Tracking
Quality Assurance Management
Routing
Self Service Portal
Social Media Monitoring
Survey Management

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Task Management

Collaboration
Create Subtasks
Gamification
Gantt Charts
Mobile Access
Percent-Complete Tracking
Progress Tracking
Recurring Tasks
Reporting/Analytics
Spreadsheet View
Task Board View
Task Planning
Task Scheduling
Task Tracking
Time Tracking
To-Do List View

Workflow Management

Access Controls/Permissions
Approval Process Control
Business Process Automation
Calendar Management
Compliance Tracking
Configurable Workflow
Customizable Dashboard
Document Management
Forms Management
Graphical Workflow Editor
Mobile Access
No-Code
Task Management
Third Party Integrations
Workflow Configuration

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