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What is SurgeONE?

SurgeONE is an all-encompassing cloud platform crafted for compliance, cybersecurity, data integration, and AI governance, specifically aimed at registered investment advisers, broker-dealers, and various regulated financial entities. Its extensive compliance toolkit is designed to help organizations prepare effectively for audits, create written supervisory procedures, manage employee attestations, monitor personal trading actions, evaluate marketing and electronic communications, maintain regulatory timelines, and track compliance issues. Regarding cybersecurity, SurgeONE provides vital features, including vendor due diligence, endpoint surveillance, risk assessment dashboards, and thorough documentation of inspection data. The platform's data integration functionality utilizes more than 110 adapters, facilitating the consolidation of data from a variety of financial systems into a unified compliance data lake, thereby improving reporting and analytical capabilities. Moreover, the AI governance features allow firms to catalog and manage their AI applications, conduct policy checks, escalate concerns for review, and maintain detailed records for accountability. This modular platform effectively combines software workflows with the expert guidance of compliance and cybersecurity specialists, creating a robust framework for addressing regulatory obligations. Ultimately, SurgeONE not only boosts operational effectiveness but also fortifies the overall compliance stance of financial institutions, making it an invaluable tool in today's complex regulatory landscape. By leveraging such advanced solutions, firms can more confidently navigate the challenges of compliance and cybersecurity.

What is Fig Group?

Fig Group provides an all-encompassing solution for cybersecurity and compliance, specifically designed for businesses and managed service providers (MSPs). The platform seamlessly combines multiple components such as policy management, risk evaluations, evidence gathering, security oversight, compliance monitoring, remediation strategies, and comprehensive reporting features. This integration allows MSPs to efficiently oversee and synchronize security and compliance efforts across a wide range of clients. Moreover, Fig Group extends its offerings to include penetration testing, vulnerability assessments, device and cloud security evaluations, public exposure assessments, and code security audits. Through its subsidiary, Fig Compliance Ltd, clients can obtain certifications like Cyber Essentials, Cyber Essentials Plus, and Defence Cyber Certification (DCC) at Levels 0 and 1. Additionally, the platform provides white-label solutions for its security testing and certification services, enabling MSPs to maintain strong client relationships while implementing vital security protocols. Organizations can utilize Fig Group to meet their unique security and compliance needs, ensuring they stay ahead in today’s evolving threat landscape. For those seeking more information, the website provides detailed resources, and assistance is readily available via phone consultation.

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Media

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Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing is scoped to the selected pillars and modules and the firm's deployment.

Pricing Information

£99/month
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS
iPhone
iPad
Windows
Chromebook
Linux

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Webinars
On-Site Training

Training Options

Not specified

Company Facts

Organization Name

SurgeONE

Date Founded

2024

Company Location

United States

Company Website

www.surgeone.ai/

Company Facts

Organization Name

Fig Group

Date Founded

2025

Company Location

United Kingdom

Company Website

www.figgroup.co.uk

Categories and Features

Categories and Features

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