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Ratings and Reviews 5 Ratings
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What is SurgeONE?
SurgeONE is an all-encompassing cloud platform crafted for compliance, cybersecurity, data integration, and AI governance, specifically aimed at registered investment advisers, broker-dealers, and various regulated financial entities. Its extensive compliance toolkit is designed to help organizations prepare effectively for audits, create written supervisory procedures, manage employee attestations, monitor personal trading actions, evaluate marketing and electronic communications, maintain regulatory timelines, and track compliance issues. Regarding cybersecurity, SurgeONE provides vital features, including vendor due diligence, endpoint surveillance, risk assessment dashboards, and thorough documentation of inspection data. The platform's data integration functionality utilizes more than 110 adapters, facilitating the consolidation of data from a variety of financial systems into a unified compliance data lake, thereby improving reporting and analytical capabilities. Moreover, the AI governance features allow firms to catalog and manage their AI applications, conduct policy checks, escalate concerns for review, and maintain detailed records for accountability. This modular platform effectively combines software workflows with the expert guidance of compliance and cybersecurity specialists, creating a robust framework for addressing regulatory obligations. Ultimately, SurgeONE not only boosts operational effectiveness but also fortifies the overall compliance stance of financial institutions, making it an invaluable tool in today's complex regulatory landscape. By leveraging such advanced solutions, firms can more confidently navigate the challenges of compliance and cybersecurity.
What is Kollate-it?
Kollate-it serves as a comprehensive GRC and due diligence platform boasting an impressive array of over 400 features. This solution enables users to seamlessly merge their due diligence, compliance, risk management, and audit functions while delivering rapid reporting solutions. With AI-driven workflows, automation capabilities, and advanced ingestion engines, users can easily integrate, tailor, and automate their data processes, while also choosing from various product modules to suit their specific requirements. By eliminating user frustration, Kollate-it ensures that all regulated organizations can effectively document their procedures for organizational review. This innovative software addresses numerous challenges, such as significantly reducing data input time, expediting work tasks, providing instant activity tracking, accelerating cost savings, minimizing human errors, dismantling information silos, facilitating faster 24/7 reporting, and offering immediate document retrieval.
Moreover, the software is both agile and adaptable, allowing users to incorporate their own compliance frameworks with ease. Its document management module empowers users to upload necessary documentation in alignment with their obligations, effectively eliminating the need to juggle multiple applications or search for documents to demonstrate compliance. Additionally, the option for customized automation enhances the overall efficiency of the platform, making it a vital tool for any organization striving for streamlined operations and compliance.
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Integrations Supported
API Availability
API Availability
Pricing Information
Pricing is scoped to the selected pillars and modules and the firm's deployment.
Pricing Information
$300 AUD per month
Lite - $300 AUD per month.
Pro- $450 AUD per month.
Ent - $600 AUD per month.
The price covers 6 users only. Each additional user pays $50, $75 or $100 each per month based on the plan chosen.
Users can add additional modules to their existing plan or upgrade or downgrade their plan to suite their needs. Users pay additional fees for Werkflo to set up a client's framework and complete document processing.
The prices include unlimited contacts and various administrator levels. Users may also require assistance with set and transition which fees may apply.
Customized pricing applies based on client needs for automation and workflow activities . Pricing excludes a goods and services tax that applies to Australian clients only.
Volume discounts can apply based on the number of users.
Pro- $450 AUD per month.
Ent - $600 AUD per month.
The price covers 6 users only. Each additional user pays $50, $75 or $100 each per month based on the plan chosen.
Users can add additional modules to their existing plan or upgrade or downgrade their plan to suite their needs. Users pay additional fees for Werkflo to set up a client's framework and complete document processing.
The prices include unlimited contacts and various administrator levels. Users may also require assistance with set and transition which fees may apply.
Customized pricing applies based on client needs for automation and workflow activities . Pricing excludes a goods and services tax that applies to Australian clients only.
Volume discounts can apply based on the number of users.
Free Trial Offered?
Supported Platforms
SaaS
Supported Platforms
SaaS
On-Prem
Customer Service / Support
Standard Support
Web-Based Support
Customer Service / Support
Standard Support
Web-Based Support
Training Options
Documentation Hub
Webinars
On-Site Training
Training Options
Documentation Hub
Online Training
On-Site Training
Company Facts
Organization Name
SurgeONE
Date Founded
2024
Company Location
United States
Company Website
www.surgeone.ai/
Company Facts
Organization Name
Werkflo
Date Founded
2020
Company Location
Australia
Company Website
werkflo.com.au/kollateit
Categories and Features
AI Compliance Management
Not specified
Categories and Features
AI Compliance Management
Not specified
AI GRC
Not specified
Audit
Alerts / Notifications
Audit Planning
Compliance Management
Dashboard
Exceptions Management
Forms Management
Issue Management
Mobile Access
Risk Assessment
Workflow Management
Compliance
Archiving & Retention
Audit Management
Compliance Tracking
Controls Testing
ISO Compliance
Incident Management
Risk Management
Sarbanes-Oxley Compliance
Version Control
Workflow / Process Automation
Document Management
Access Controls
Archiving & Retention
Collaboration Tools
Compliance Tracking
Document Archiving
Document Capture
Document Delivery
Document Indexing
Document Retention
Email Management
File Recovery
Forms Management
Print Management
Version Control
Due Diligence
Not specified
GRC
Auditing
Environmental Compliance
Incident Management
Internal Controls Management
Operational Risk Management
Policy Management
RegTech
Not specified
Risk Management
Alerts/Notifications
Auditing
Business Process Control
Compliance Management
Corrective Actions (CAPA)
Dashboard
Exceptions Management
Internal Controls Management
Legal Risk Management
Mobile Access
Operational Risk Management
Reputation Risk Management
Risk Assessment