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What is Worksmart?

We leverage our vast knowledge in Financial Services alongside a dedicated focus on developing solutions that optimize both time and resources while supporting necessary regulatory changes. Our offerings feature a range of award-winning RegTech tools, all grounded in a deep understanding of market dynamics and regulatory perspectives. Whether addressing Training & Competence (TC), Quality Assurance (QA), the Senior Managers & Certification Regime (SMCR), or Complaints Management, we aim to bolster your Governance, Risk, and Compliance initiatives. As the realm of advisory and process management increasingly transitions to digital platforms, it becomes essential for regulated entities to swiftly adapt to the rapidly evolving market landscape. Furthermore, it is widely acknowledged that critical roles within regulated firms must comply with the FCA’s Training and Competence (T&C) regulations, which have been integral to the financial services industry for decades and a regulatory requirement since the 1990s. In this continuously changing climate, maintaining a proactive stance on compliance obligations is more important than ever, ensuring that organizations can navigate challenges effectively and remain competitive.

What is Point Nine?

Our innovative technology acts as a scalable solution tailored for regulatory requirements, gaining traction among a multitude of firms. So far, we have effectively processed and reported more than 4.5 billion entries, assisting over 100 legal entities in the process. This solution is designed to help firms adeptly manage their regulatory reporting duties, ensuring adherence to essential compliance standards. Financial institutions, service providers, and corporations encounter stringent expectations from regulators to provide accurate and timely information to trade repositories, approved reporting mechanisms, and government authorities. The Point Nine team understands the intricacies of this undertaking. We strive to ease this challenge by offering a reliable, efficient, and comprehensive end-to-end service that integrates cutting-edge technology. Point Nine skillfully handles data from various sources, covers all asset classes, and formats submissions to trade repositories in compliance with regulatory requirements, while also addressing acknowledgment messages. By implementing our solution, firms can significantly boost their operational efficiency while minimizing the risks linked to regulatory compliance. Our commitment to innovation and excellence ensures that we remain a trusted partner in navigating the evolving landscape of regulatory demands.

Media

Media

Integrations Supported

Integrations Supported

Amazon Web Services (AWS)
Pento

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Webinars

Training Options

Documentation Hub
Webinars
On-Site Training

Company Facts

Organization Name

Worksmart

Date Founded

1997

Company Location

United Kingdom

Company Website

www.worksmart.co.uk

Company Facts

Organization Name

Point Nine

Date Founded

2009

Company Location

Germany

Company Website

www.p9dt.com/regulatory-reporting/

Categories and Features

Complaint Management

Not specified

Categories and Features

Regulatory Reporting

Not specified

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