Ratings and Reviews 0 Ratings

Total
ease
features
design
support

This software has no reviews. Be the first to write a review.

Write a Review

Ratings and Reviews 0 Ratings

Total
ease
features
design
support

This software has no reviews. Be the first to write a review.

Write a Review

Alternatives to Consider

  • Reflectiz Reviews & Ratings
    29 Ratings
    Company Website
  • D&B Risk Analytics Reviews & Ratings
    80 Ratings
    Company Website
  • Graylog Reviews & Ratings
    417 Ratings
    Company Website
  • Safetica Reviews & Ratings
    414 Ratings
    Company Website
  • LinkSquares Reviews & Ratings
    713 Ratings
    Company Website
  • Proton Pass Reviews & Ratings
    31,996 Ratings
    Company Website
  • LegalEdge Reviews & Ratings
    17 Ratings
    Company Website
  • EZO AssetSonar Reviews & Ratings
    112 Ratings
    Company Website
  • Predict360 Reviews & Ratings
    18 Ratings
    Company Website
  • Certainty Software Reviews & Ratings
    85 Ratings
    Company Website

What is illumis?

Key information is accessible exactly when it's needed. We support clients in leveraging public data to enhance transparency and reduce exposure to risks. Our extensive monitoring services are designed for Risk & Compliance Teams, featuring a state-of-the-art research and vetting platform along with consolidated public data feeds. illumis enables clients to address risks while fostering transparency within their operations. By conducting compliance testing and monitoring, we assist in uncovering potential policy violations, thus minimizing risks that could impact the organization. Our advanced workflows and automation tools improve the efficacy of compliance teams, helping them to effectively oversee their tasks. In addition, we provide public data monitoring that reviews various government sources to identify key events and compile data to enrich your offerings. Our investigative and intelligence services give access to a wealth of public records, facilitating in-depth subject research. Moreover, our vetting and diligence services are tailored to evaluate prospective partners, notable donors, surrogates, and counterparties, which aids in efficiently managing and mitigating reputational risks, ultimately cultivating a safer and more transparent business landscape. By integrating these services, we empower businesses to navigate the complexities of compliance with confidence.

What is FIS Trading Compliance Manager?

The FIS Trading Compliance Manager serves as a comprehensive, web-based tool designed for regulatory surveillance and compliance across various asset classes, specifically tailored to help sell-side financial institutions detect, monitor, and resolve potential trading violations throughout the entire order lifecycle by integrating alerts with rich market and client insights. This cutting-edge platform offers robust trade surveillance, regulatory reporting, and supervisory controls, which support daily assessments, post-trade reviews, best execution evaluations, and compliance with regulations such as RegNMS, RegSHO, and market manipulation laws, while also fulfilling data requests including Electronic Blue Sheets (EBS) and OATS. By creating a centralized, permission-based system, it significantly improves oversight capabilities, mitigates risks, and streamlines manual processes for organizations. Additionally, the platform's capacity to present a comprehensive view of order placements and trading practices, paired with effective alert systems and integrated data storage solutions, enables firms to refine their compliance workflows, enhance the integrity of execution data, improve management reports, and reduce reputational risks throughout their operations. Moreover, this solution plays a crucial role in helping firms navigate the complex terrain of trading compliance, ensuring they remain proactive and well-prepared in an ever-evolving regulatory environment.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

COMPLY

Company Location

United States

Company Website

illumis.com

Company Facts

Organization Name

FIS

Date Founded

1968

Company Location

United States

Company Website

www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Popular Alternatives

Popular Alternatives

Validus Reviews & Ratings

Validus

Eventus