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What is CMC:Insider Compliance?

Achieve consistency and reliability in your transaction management with CMC:TradeS, which automates the monitoring of prices across a wide range of securities, including repos, lending, commodities, money market instruments, foreign exchange, and both listed and OTC derivatives for proprietary, customer, or employee trading activities. It provides an extensive array of verification methods that are suitable for all markets and asset categories, complete with customizable settings. Monitoring functionalities are available at various levels, including asset class, business unit, and management, and are enhanced by sophisticated research and in-depth analysis capabilities. This system guarantees secure documentation of all processing actions, ensuring reliable transaction oversight throughout different departments. With customizable rules that improve the automated monitoring workflow, as well as various additional research and reporting features, users can adjust parameters for a user-friendly configuration that meets their specific requirements. Furthermore, the streamlined and standardized processing, along with effective workflow management, simplifies daily operations, facilitating quick and efficient execution of routine tasks. This all-encompassing solution not only boosts operational efficiency but also significantly improves the precision of transaction monitoring, making it an essential tool for any organization looking to optimize their trading activities. Ultimately, CMC:TradeS empowers organizations to maintain high standards in transaction management while adapting to evolving market demands.

What is BroadPeak?

K3 is an advanced data integration solution created by BroadPeak, a software firm based in New York. This innovative software serves as a pivotal tool for data management, enabling organizations to effortlessly transform, filter, and aggregate their data for distribution across multiple platforms. It boasts a comprehensive suite of pre-built adapters that facilitate connections between a variety of applications, including both cloud-based services and traditional on-premise systems. Among its notable features are an intuitive mapping interface that streamlines data flow, a rules engine incorporating When, Then, Else logic to refine data fields, as well as robust filtering options that guarantee data integrity and validation mechanisms that provide alerts for any potential discrepancies. Furthermore, K3's flexibility and user-friendly design make it a crucial asset for companies aiming to enhance their data operations and elevate their decision-making capabilities. With its ability to adapt to various organizational needs, K3 stands out as a leading choice in the realm of data management software.

Media

Media

Integrations Supported

Box
BuyDRM
Confluence
Gmail
Google Drive
LinkedIn
NetSuite
SAP Concur
Salesforce
Workday HCM
X (Twitter)

Integrations Supported

Box
BuyDRM
Confluence
Gmail
Google Drive
LinkedIn
NetSuite
SAP Concur
Salesforce
Workday HCM
X (Twitter)

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

B-next

Date Founded

1989

Company Location

Germany

Company Website

www.b-next.com/solutions/modules/cmc-trades/

Company Facts

Organization Name

BroadPeak Partners

Date Founded

2007

Company Location

United States

Company Website

broadpeakpartners.com

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Commodity Trading and Risk Management (CTRM)

Accounting Management
Blockchain Technology
Commodity Trading
Contract Management
Document Management
Financial Management
Logistics Management
Reporting/Analytics
Risk Management
Third Party Integration

Energy Trading and Risk Management (ETRM)

Accounting Management
Asset Analysis
Blockchain Technology
Contract Management
Document Management
Energy Trading
Financial Management
Product Scheduling
Reporting/Analytics
Risk Management
Third Party Integration
Trade Validation

ETL

Data Analysis
Data Filtering
Data Quality Control
Job Scheduling
Match & Merge
Metadata Management
Non-Relational Transformations
Version Control

Integration

Dashboard
ETL - Extract / Transform / Load
Metadata Management
Multiple Data Sources
Web Services

iPaaS

AI / Machine Learning
Cloud Data Integration
Dashboard
Data Quality Control
Data Security
Drag & Drop
Embedded iPaaS
Integration Management
Pre-Built Connectors
White Label
Workflow Management

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