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What is Complii?

Complii is an innovative web-based compliance platform designed to automate the management, verification, and execution of compliance duties, thereby protecting AFSLs, stockbrokers, advisors, and their clientele. This cutting-edge software eliminates the need for traditional paper processes by creating a secure digital space specifically designed to fulfill the compliance requirements of AFS Licensees and brokers. By automating essential operations such as the generation of ROAs and SOAs according to client profiles, keeping track of a 708 expiry register, and producing FOFA FDS letters, Complii markedly enhances the efficiency of the compliance workflow. Moreover, it supports electronic opt-ins, facilitates updates to online client profiles, manages disclosures, maintains breach registers, and helps in establishing Chinese walls for internal compliance measures. Complii further improves advisory practices by providing a thorough organizational overview of all pending tasks that necessitate advice or action. The platform also includes a digital document storage solution, enabling users to systematically organize their documents within a secure online framework. In summary, Complii transforms compliance management by consolidating diverse functionalities into one intuitive platform, thereby significantly improving operational efficiency for its users. This holistic approach not only simplifies compliance tasks but also enhances overall productivity for financial advisors and their teams.

What is ActReady?

ActReady is a compliance solution tailored for small and medium-sized enterprises, startups, and SaaS companies to align with the EU AI Act's stipulations. It supports businesses in classifying their AI systems based on risk levels, generating essential compliance documentation, and overseeing regulatory duties, all ahead of the looming August 2, 2026, enforcement deadline. Key offerings include: - A free AI risk assessment tool that determines your risk category in a mere 60 seconds without requiring account registration - AI-generated compliance materials, including Annex IV technical documentation, risk management plans, human oversight strategies, transparency notices, data governance documents, and post-market monitoring plans - An obligation tracking feature that streamlines the management of compliance responsibilities across all AI systems - The ability to create an audit pack, allowing users to download all pertinent documents in a zip file for compliance verification - A mapping tool that illustrates connections between GDPR and ISO 27001 standards - Pre-written disclosure snippets designed to meet the transparency requirements outlined in Article 50 Plans commence at no cost, with premium subscriptions starting from €29 monthly, and the platform is designed to be accessible without requiring any legal background. Furthermore, ActReady's intuitive interface ensures that businesses, regardless of their size, can manage their compliance obligations efficiently and effectively, promoting a culture of accountability and adherence to regulations.

Media

Media

No images available

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

€29/month
Free Version
Free Trial Offered?

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Web-Based Support

Training Options

Not specified

Training Options

Documentation Hub

Company Facts

Organization Name

Complii

Company Location

Australia

Company Website

www.complii.com.au

Company Facts

Organization Name

ActReady

Date Founded

2026

Company Location

United States

Company Website

www.getactready.com

Categories and Features

Compliance

Not specified

Categories and Features

Compliance

Not specified

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