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What is Complii?

Complii is an innovative web-based compliance platform designed to automate the management, verification, and execution of compliance duties, thereby protecting AFSLs, stockbrokers, advisors, and their clientele. This cutting-edge software eliminates the need for traditional paper processes by creating a secure digital space specifically designed to fulfill the compliance requirements of AFS Licensees and brokers. By automating essential operations such as the generation of ROAs and SOAs according to client profiles, keeping track of a 708 expiry register, and producing FOFA FDS letters, Complii markedly enhances the efficiency of the compliance workflow. Moreover, it supports electronic opt-ins, facilitates updates to online client profiles, manages disclosures, maintains breach registers, and helps in establishing Chinese walls for internal compliance measures. Complii further improves advisory practices by providing a thorough organizational overview of all pending tasks that necessitate advice or action. The platform also includes a digital document storage solution, enabling users to systematically organize their documents within a secure online framework. In summary, Complii transforms compliance management by consolidating diverse functionalities into one intuitive platform, thereby significantly improving operational efficiency for its users. This holistic approach not only simplifies compliance tasks but also enhances overall productivity for financial advisors and their teams.

What is AdvisorEngine?

AdvisorEngine specializes in crafting cutting-edge, user-centric technology specifically designed for financial advisors. Our multifaceted team includes experts in enterprise technology, data analysis, creative design, strategic thinking, business development, and seasoned financial advisors. Each day, we work to transform the realm of financial advice by focusing on the essential connection between advisors and their clients. Outstanding advice is fundamentally human and centers on the needs of individuals. We are dedicated to discovering new ways to deepen our comprehension of investment tactics and the behaviors of investors. Quality guidance relies on thorough research and must evolve with the latest developments in quantitative finance, behavioral economics, business analytics, and artificial intelligence. Our focus on creativity and design allows our technology to stand out, providing a unique visual identity that distinguishes us from others in the market. Moreover, the most powerful advice not only teaches but also motivates, making it essential to streamline the onboarding experience for new clients through a tailored and effective digital interface. This dedication to continuous improvement guarantees our position as leaders in the financial advisory sector, enabling us to adapt swiftly to the ever-changing industry landscape.

Media

Media

Integrations Supported

Nitrogen

Integrations Supported

Nitrogen

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Complii

Company Location

Australia

Company Website

www.complii.com.au

Company Facts

Organization Name

AdvisorEngine

Company Location

United States

Company Website

www.advisorengine.com

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Categories and Features

Financial CRM

Account Alerts
Asset Management
Expense Tracking
Household Tracking
Influence Tracking
Lead Management
Marketing Management
Relationship Tracking
Team Assignments
Territory Management

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