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What is OtterBlotter?

OtterBlotter acts as an all-encompassing resource for broker-dealers, streamlining the process of post-trade sales supervision reviews. Utilizing customizable trade-review parameters, it proficiently detects possible inconsistencies in executed trades, thus providing a systematic quantitative analysis that bolsters the qualitative evaluations carried out by a firm's supervisory personnel. Compliance teams can utilize the identified issues for deeper investigation and create reports along with necessary documentation to facilitate supervisory procedures. This cutting-edge tool is specifically crafted for examining trade blotter data after transactions have taken place. Its primary audience encompasses broker-dealers and clearing firms, including those in the retail market, with a flexible set of rules designed to accommodate the unique review needs of different organizations. Accessible as a live online platform, OtterBlotter allows teams to conduct post-trade evaluations in an efficient manner. Importantly, although the tool aids in the review process, firms hold ultimate responsibility for their supervisory decisions and the upkeep of pertinent records. This feature enables organizations to tailor their supervisory methodologies while leveraging OtterBlotter for improved oversight and compliance effectiveness. Furthermore, the platform's adaptability ensures that it can evolve alongside the changing regulatory landscape, making it a vital asset for firms aiming to maintain high standards of compliance.

What is OTC Markets?

To create more knowledgeable and effective financial markets, we classify securities into three separate markets depending on the extent and detail of information disclosed by companies. Through our SEC-regulated Alternative Trading System, OTC Link® ATS, we connect leading U.S. broker-dealers to improve liquidity and execution services for the securities traded in our markets. Companies have the choice to qualify for either our OTCQX or OTCQB markets, while those that fail to meet specific criteria will automatically fall into the Pink market. Our Corporate Service products provide customized solutions that assist companies in engaging with and informing their investors more effectively. Trading on our OTCQX Best Market or OTCQB Venture Market can greatly enhance the overall investor experience. The OTCQX market is tailored for well-established, investor-focused companies both domestically and internationally, while the OTCQB is aimed at U.S. and international firms that are in their early or growth phases. To begin trading on one of our premium markets, it is essential to familiarize yourself with the qualification criteria, financial obligations, and the application procedures required. Participating in our markets not only supports companies but also empowers investors to make more informed choices regarding their investments. By understanding the nuances of these markets, both companies and investors can navigate the financial landscape more effectively.

Media

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Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Pricing Information

Pricing not provided
Free Trial Offered?

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Online Training
On-Site Training

Training Options

Not specified

Company Facts

Organization Name

GreenFlow Technology, Inc.

Date Founded

2009

Company Location

United States

Company Website

www.greenflowtech.com

Company Facts

Organization Name

OTC Markets Group

Date Founded

1997

Company Location

United States

Company Website

www.otcmarkets.com

Categories and Features

Trade Surveillance

Not specified

Categories and Features

Stock Screeners

Not specified

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