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What is RegAlytics?

RegAlytics utilizes cutting-edge technology to gather and categorize regulatory information, which is further refined by a dedicated team of regulatory experts. Our solution is listed in the FINRA-approved compliance vendor directory and caters to a wide range of clients, including prominent organizations like the New York Stock Exchange/Intercontinental Exchange, alongside smaller financial advisory and FinTech firms. We have often seen companies unexpectedly face hefty fines or sudden regulatory shifts, resulting in significant expenses as they try to address these challenges, only to be hit with additional penalties for new regulations they were unaware of. This experience inspired us to develop RegAlytics, which equips risk and compliance teams with access to the most comprehensive and current regulatory data available. Unlike many other platforms that track only a limited number of regulators—typically around 70-100—and often come with high fees and usability issues, our system reduces redundancy and simplifies the process of finding pertinent updates. Consequently, organizations are empowered to stay proactive in their response to regulatory changes and manage risks more efficiently. This proactive approach not only enhances compliance but also fosters a culture of awareness and preparedness within the organization.

What is Greenboard?

Greenboard is a cutting-edge platform hosted in the cloud that leverages artificial intelligence to function as a complete operating system focused on regulatory compliance, specifically designed for financial institutions regulated by the SEC and FINRA. By integrating a variety of traditionally separate tools into a unified dashboard, it effectively oversees critical operations such as archiving, communication supervision, compliance processes at both organizational and individual levels, vendor compliance checks, marketing content evaluations, trade testing, and thorough record-keeping that is ready for audits. Its unique "Greenboard Go" AI engine connects seamlessly with all firm data to proactively spot risks, uncover compliance issues, and support the maintenance of consistent internal regulations. The platform is built with a user-friendly interface and a robust architecture that emphasizes both ease of use and security, featuring role-based access controls, a strong data framework, and compliance with SOC2-Type 2 standards to safeguard data privacy and meet regulatory mandates. This holistic strategy not only optimizes operational efficiency but also strengthens the organization's protective measures against potential compliance infractions while fostering a culture of accountability. Additionally, its real-time analytics capabilities allow firms to make informed decisions swiftly, enhancing their overall operational agility in a dynamic regulatory landscape.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

RegAlytics

Company Location

United States

Company Website

regalytics.ai/

Company Facts

Organization Name

Greenboard

Date Founded

2023

Company Location

United States

Company Website

www.greenboard.com

Categories and Features

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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