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Ratings and Reviews 0 Ratings
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What is RegEd?
RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.
What is Intapp Conflicts?
Streamline the process of reviewing, resolving, and reporting conflicts of interest through a centralized platform. Intapp Conflicts empowers risk analysts within your organization to probe and assess potential conflicts by leveraging an extensive repository of client information from both your firm's internal databases and external sources. The use of AI greatly enhances the speed of conflict resolution by pinpointing results that may indicate issues, thus enabling analysts to focus their review efforts more effectively and conserve precious time. Reduce the time needed for conflict assessment and resolution to ensure decisions align consistently with the firm's risk guidelines. Centralize critical information and workflows to protect your firm from potential vulnerabilities. Execute rapid searches for potential conflicts, whether you are traveling or away from your desk. Utilize AI to support analysts in swiftly identifying and addressing conflicts by drawing attention to key issues. Keep track of specific factors such as audit clients and pertinent independence regulations while also improving reporting capabilities with dynamic and interactive conflict reports. This cutting-edge methodology not only enhances efficiency but also strengthens the firm's dedication to adhering to high compliance standards, ultimately fostering a culture of diligence and responsibility in risk management. By adopting such a comprehensive approach, firms can ensure that they remain proactive in navigating complex regulatory landscapes.
Integrations Supported
Bureau van Dijk Review
D&B Connect
Microsoft 365
S&P Capital IQ Desktop
Integrations Supported
Bureau van Dijk Review
D&B Connect
Microsoft 365
S&P Capital IQ Desktop
API Availability
Has API
API Availability
Has API
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Company Facts
Organization Name
RegEd
Date Founded
1994
Company Location
United States
Company Website
www.reged.com
Company Facts
Organization Name
Intapp
Date Founded
2000
Company Location
United States
Company Website
www.intapp.com/conflicts/
Categories and Features
Complaint Management
Case Management
Complaint Classification
Corrective Actions (CAPA)
Customer Complaint Tracking
Feedback Management
Forms Management
Issue Tracking
Quality Assurance Management
Routing
Self Service Portal
Social Media Monitoring
Survey Management
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
Compliance Training
Multiple Locations / Departments
Online / Self-Paced
Anti-Bribery Training
Certification Management
Conflicts of Interest Training
Content Builder
Customer Service Standards
Customizable Branding
Diversity Training
Fair Disclosure
Federal / State Regulation Compliance
Gamification
Harassment / Discrimination Training
Industry-Specific Courses
Instructor-Led Training
Interactive Quizzes
Progress Tracking
Reporting / Analytics
Role-Specific Versions
Security / Privacy Training
Text / Email Reminders
Workplace Safety
Categories and Features
Conflict Checking
Case Management
Client Database
Data Import / Export
Full Text Search
Indexing
Phonetic Search
Preemptive Conflicts Search
Relationship Tracking
