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What is RegEd?

RegEd delivers the most comprehensive compliance management platform within the financial services industry, with more than 80% of top firms depending on its robust features. This all-in-one solution proficiently manages the onboarding process for agents and advisors while guaranteeing adherence to compliance standards, offering a seamless experience paired with “clear to sell” alerts for distribution partners. It efficiently navigates regulations imposed by various governing bodies, such as FINRA, SEC, and state DOI, addressing critical areas including Advertising Review, Conflicts of Interest, and Branch Audits. Furthermore, it incorporates all vital components of compliance awareness, the ability to adapt to regulatory changes, and alignment with the policies and procedures of your organization. As a leading provider of Compliance Education, Product Training, and Annual Compliance Programs, RegEd oversees the completion of over one million Continuing Education courses and insurance certifications each year, ensuring that professionals remain knowledgeable and compliant amid an ever-changing regulatory landscape. This holistic strategy not only bolsters compliance but also equips firms with the tools necessary to stay ahead in a competitive market. By prioritizing education and adaptability, RegEd plays a crucial role in shaping the future of compliance in the financial services sector.

What is Plexus?

By leveraging cutting-edge AI technology alongside the expertise of esteemed legal professionals, Plexus enables every member of your organization to carry out their legal responsibilities accurately and in accordance with regulations. Plexus Contract Management goes beyond just being a simple document storage solution; it includes features such as renewal notifications, negotiation tools, electronic signatures, as well as sophisticated search and summarization capabilities, turning your documents into significant assets instead of just piles of paper. The AI enhancements ensure that you retain oversight while providing you with the critical tools and insights needed for faster, smarter operations. All you need to do is share the details of your upcoming trade promotion with Plexus, and we will generate fully compliant terms and conditions, which are reviewed and approved by a qualified attorney, within a day. Furthermore, we can assist with the necessary permit applications, manage prize draws and winner notifications, and address any other obligations, guaranteeing that your promotions proceed seamlessly and effortlessly. Our dedication lies in optimizing your legal workflows so you can concentrate on what really counts—expanding your business and achieving your goals. In this way, Plexus not only simplifies legal tasks but also enhances overall organizational productivity.

Media

Media

No images available

Integrations Supported

Integrations Supported

Box
Dropbox
Facebook
X (Twitter)

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Web-Based Support

Customer Service / Support

Standard Support

Training Options

Documentation Hub

Training Options

Webinars
On-Site Training

Company Facts

Organization Name

RegEd

Date Founded

1994

Company Location

United States

Company Website

www.reged.com

Company Facts

Organization Name

Plexus

Date Founded

2010

Company Location

Australia

Company Website

www.plexus.co

Categories and Features

Complaint Management

Not specified

Compliance

Not specified

Compliance Training

Not specified

Marketing Compliance

Not specified

Categories and Features

Contract Management

Contract Lifecycle Management
Electronic Signature
Pre-built Templates
Workflow Management

Marketing Compliance

Not specified

Matter Management

Not specified

Trade Promotion Management

Compliance Management

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