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What is RootSystems?

RootSystems is a comprehensive online platform designed to cater to the compliance and security evidence needs of IT administrators, managed service providers (MSPs), compliance teams, and organizations handling security protocols. Its various modules serve critical functions, including managing employee offboarding, assessing vendor risks, ensuring compliance with HIPAA regulations, evaluating readiness across different standards, and facilitating trust workflows specifically for AI agents. Notably, the Offboarding Proof feature plays a vital role in documenting account deactivation across platforms such as GitHub, Okta, Slack, and Microsoft 365. The suite also produces digitally signed evidence reports that are verifiable independently, equipping teams with essential records necessary for internal controls, vendor assessments, and compliance audit preparations. Besides offering free plans for certain modules, RootSystems provides paid options for additional features, with variations in capabilities and pricing depending on the module. This flexibility in selecting between free and paid plans empowers organizations to customize their compliance strategies based on their unique requirements and financial constraints. Ultimately, RootSystems presents a valuable resource for those striving to maintain robust security and compliance standards in a rapidly evolving digital landscape.

What is RIA in a Box?

RIA in a Box is a comprehensive compliance management tool tailored specifically for Registered Investment Advisers (RIAs), enabling them to efficiently oversee and fulfill their regulatory duties in accordance with both SEC and state regulations. This innovative platform consolidates essential compliance functions into an intuitive interface, which features a customizable compliance calendar and an integrated log that is already populated with best practice suggestions. It automates vital processes such as registration and filing, including the creation of key documents like Form ADVs and Codes of Ethics. The platform also offers extensive archiving capabilities for communications across email, social media, and websites, all while providing advanced filtering and review functionalities. In addition, it facilitates a guided annual review process that adheres to SEC Rule 206(4)-7, integrates structured risk assessments tied to compliance policies, and includes monitoring tools for employee activities, encompassing trading, outside business engagements, and attestations. In addition to these features, the solution integrates a robust cybersecurity compliance component based on the NIST framework, ensuring that vendor due diligence is thoroughly managed. This all-in-one platform not only streamlines compliance efforts for RIAs but also significantly enhances their ability to navigate the complexities of regulatory demands. By leveraging this solution, RIAs can focus more on their core business activities while maintaining a high standard of compliance.

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Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Has API

Pricing Information

$0/month
Free plans are available for selected modules. AI Agent Trust has a 14-day free trial; paid plans start at $79/month. Pricing and included features vary by module.
Free Version
Free Trial Offered?

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Not specified

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

RootSystems

Date Founded

2026

Company Location

United States

Company Website

rootsystems.app

Company Facts

Organization Name

COMPLY

Company Location

United States

Company Website

www.comply.com/products/ria-in-a-box/

Categories and Features

Compliance

Not specified

Categories and Features

Compliance

Not specified

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