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What is Smart RIA?

Our state-of-the-art compliance software is designed to fulfill the needs of both complex compliance organizations and smaller RIA teams. The SmartRIA platform adeptly addresses the varied requirements of compliance consultants, compliance officers, operations personnel, investment advisors, wealth managers, and their support teams. By utilizing SmartRIA, companies can thrive in today's regulatory environment. Specifically developed for the challenges faced by compliance professionals, SmartRIA solutions significantly improve the workflow of compliance consultants, officers, operations teams, investment advisors, and wealth managers as well. Imagine starting your week with a detailed view of your firm's compliance calendar, all available through an easy-to-navigate dashboard that can be mastered in just one day, employing technology that truly enhances your operations and increases productivity. Furthermore, this platform not only streamlines compliance management but also enables teams to concentrate on strategic initiatives and overall business growth, paving the way for future success. With such robust features, SmartRIA empowers organizations to adapt and excel in an ever-evolving regulatory landscape.

What is La Meer GRACE?

The transition to remote work has become a crucial element of the current environment, largely driven by the COVID pandemic. For businesses, the capability for employees to operate from home has turned into a vital necessity for sustaining operations, effectively serving clients, and mitigating risks. To facilitate this shift, La Meer introduces the GRACE platform, which stands for governance, risk, and compliance for the enterprise. This innovative, cloud-based solution is specifically designed for the financial industry, encompassing banks, broker-dealers, wealth management firms, alternative investment companies, and asset management organizations. The comprehensive nature of this cloud offering allows businesses and their teams to deliver consistent client service while ensuring thorough oversight, compliance, and risk management no matter where they are located. Moreover, the platform's modular structure permits clients to select and pay solely for the specific functionalities they require, making it an adaptable option for organizations of various sizes. By leveraging the GRACE platform, companies are strategically equipped to navigate the ever-changing demands of the financial sector, ensuring their continued success. As a result, GRACE not only enhances operational efficiency but also strengthens the overall resilience of financial institutions.

Media

Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Has API

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training

Training Options

Documentation Hub
Online Training

Company Facts

Organization Name

Smart RIA

Date Founded

2011

Company Location

United States

Company Website

www.smart-ria.com

Company Facts

Organization Name

La Meer

Date Founded

2010

Company Location

United States

Company Website

lameerinc.com

Categories and Features

Compliance

Archiving & Retention
Audit Management
Risk Management

Categories and Features

GRC

Not specified

RegTech

Not specified

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