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What is StarCompliance?

StarCompliance (Star) is the world’s leading provider of employee and firm compliance technology, trusted by millions in 114 countries for more than 25 years. With regulatory scrutiny rising and annual fines for market abuse reaching billions, Star helps organizations manage conflicts of interest, reduce personal liability, and protect employees and reputations. The StarCompliance Enterprise platform provides complete compliance coverage, monitoring employee trading, securities, digital assets, gifts, hospitality, outside business activities, and political donations. It also supports incident management, MNPI oversight, and accountability regime compliance across multiple regions. With configurable workflows, powerful analytics, and customizable dashboards, compliance teams gain actionable intelligence and a holistic view of risk. Its cloud-ready, scalable architecture integrates with Snowflake and other platforms to combine compliance and business data for a 360-degree perspective. Security features include multi-layered access controls aligned by region, role, or department. Global-ready features, including multi-language and multi-currency support, allow firms to standardize compliance while adapting locally. Combined with in-app guidance, Star University, events, and client support, StarCompliance empowers organizations to foster cultures of accountability, transparency, and sustainable compliance.

What is Hadrius?

Our innovative software suite, powered by advanced AI, excels as the premier solution for meeting the compliance needs of Registered Investment Advisors (RIAs) and broker-dealers. Featuring the exceptional ComplianceGPT, our automated marketing review system enables users to upload diverse document types and receive compliance recommendations in under a minute, significantly reducing the time spent on communication between marketing teams. After establishing employee brokerage accounts, users can access valuable features, including automated reporting, pre-clearance, and regular reviews tailored to their needs. We also simplify the employee onboarding process, making it as efficient as possible to integrate new hires. Our comprehensive suite addresses a wide range of compliance areas, including political contributions, gifts, outside business activities, and necessary updates to compliance manuals and codes of ethics. Employees can effortlessly utilize the intuitive Hadrius interface to manage their accounts, facilitating easy reporting and document signing. Furthermore, our platform is designed with adaptability in mind, ensuring that it consistently offers the latest tools and features to improve compliance management. This ongoing evolution allows organizations to stay ahead in the ever-changing regulatory landscape, reinforcing their commitment to compliance excellence.

Media

Media

Integrations Supported

AC Policy Manager
LSEG Risk Intelligence
Moody's Analytics
Nasdaq eVestment
S&P Capital IQ Desktop
Snowflake
ThoughtSpot

Integrations Supported

Slack
Telegram
WeChat
WhatsApp

API Availability

API Availability

Pricing Information

StarCompliance has not provided pricing information for this product or service. This is common practice for software sellers and service providers. Contact StarCompliance to obtain current pricing.

Pricing Information

Pricing not provided

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac

Supported Platforms

SaaS

Customer Service / Support

Standard Support
Web-Based Support

Customer Service / Support

Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Online Training

Company Facts

Organization Name

StarCompliance

Date Founded

1999

Company Location

United States

Company Website

www.starcompliance.com

Company Facts

Organization Name

Hadrius

Company Location

United States

Company Website

www.hadrius.com

Categories and Features

Compliance

Archiving & Retention
Audit Management
Compliance Tracking
Controls Testing
ISO Compliance
Incident Management
Risk Management
Sarbanes-Oxley Compliance
Version Control
Workflow / Process Automation

Investment Banking

Not specified

RegTech

Not specified

Categories and Features

Compliance

Not specified

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