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What is Luthor?

Luthor is the all-in-one compliance platform designed for RIAs who want to stay compliant, win clients, and grow—without hiring an entire compliance team. The platform automates everything from marketing reviews to policy management, communication monitoring, disclosures, and recordkeeping. Its AI-powered pre-screening analyzes marketing materials for potential violations, offering compliant phrasing before advisors publish anything publicly. Omnichannel monitoring ensures emails, websites, and social content are automatically scanned, archived, and stored in SEC-compliant WORM-based storage. With its built-in policy library, firms can deploy policies for ethics, cybersecurity, AML, business continuity, and more in minutes. Luthor centralizes disclosures such as OBAs, gifts, and political contributions with conflict checks and instant approvals. Real-time compliance dashboards show risk levels, pending tasks, and compliance health across the entire firm. Enterprise-grade security—including SOC 2 Type II certification—protects every regulatory document and client-facing communication. Dedicated 24/7 support provides expert assistance when audits or urgent compliance questions arise. Luthor gives RIAs the automation, clarity, and confidence they need to grow faster while staying fully compliant.

What is Hadrius?

Our innovative software suite, powered by advanced AI, excels as the premier solution for meeting the compliance needs of Registered Investment Advisors (RIAs) and broker-dealers. Featuring the exceptional ComplianceGPT, our automated marketing review system enables users to upload diverse document types and receive compliance recommendations in under a minute, significantly reducing the time spent on communication between marketing teams. After establishing employee brokerage accounts, users can access valuable features, including automated reporting, pre-clearance, and regular reviews tailored to their needs. We also simplify the employee onboarding process, making it as efficient as possible to integrate new hires. Our comprehensive suite addresses a wide range of compliance areas, including political contributions, gifts, outside business activities, and necessary updates to compliance manuals and codes of ethics. Employees can effortlessly utilize the intuitive Hadrius interface to manage their accounts, facilitating easy reporting and document signing. Furthermore, our platform is designed with adaptability in mind, ensuring that it consistently offers the latest tools and features to improve compliance management. This ongoing evolution allows organizations to stay ahead in the ever-changing regulatory landscape, reinforcing their commitment to compliance excellence.

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Integrations Supported

Integrations Supported

Slack
Telegram
WeChat
WhatsApp

API Availability

API Availability

Pricing Information

Pricing not provided

Pricing Information

Pricing not provided

Supported Platforms

SaaS

Supported Platforms

SaaS

Customer Service / Support

Not specified

Customer Service / Support

Web-Based Support

Training Options

Not specified

Training Options

Online Training

Company Facts

Organization Name

Luthor.ai

Date Founded

2024

Company Location

United States

Company Website

www.luthor.ai/

Company Facts

Organization Name

Hadrius

Company Location

United States

Company Website

www.hadrius.com

Categories and Features

Compliance

Not specified

Categories and Features

Compliance

Not specified

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