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What is Seasaw AI?

Seasaw AI is innovating the development of intelligent agents designed to tackle complex tasks related to regulation, legal matters, and compliance. Businesses operating on a global scale face significant hurdles when it comes to understanding a wide array of regulations that span customs, trade, taxation, foreign exchange, payments, banking, anti-money laundering (AML), know your customer (KYC) practices, product regulations, documentation necessities, reporting duties, licensing, audits, and dealings with governmental systems. These regulatory frameworks can be fragmented and differ from one jurisdiction to another, constantly evolving, and often interlinked, which means that any single mistake or alteration in one rule could trigger a cascade of issues across various compliance aspects, filings, documents, financial reconciliations, or interactions with government entities. In response to these hurdles, Seasaw AI harnesses the power of AI agents to automate the entire compliance workflow. These intelligent agents are adept at researching key regulations and reliable sources, grasping the specific context of a business—including its products, transactions, shipments, or entities—determining relevant obligations, examining various jurisdictions and regulatory structures, identifying dependencies and potential risks, and generating thorough analyses when required. This cutting-edge strategy not only simplifies the compliance process but also significantly boosts both accuracy and efficiency in adhering to regulatory demands, allowing businesses to focus more on their core operations and objectives. Furthermore, by utilizing advanced technology, Seasaw AI aims to provide companies with peace of mind in an increasingly complex regulatory landscape.

What is RIA in a Box?

RIA in a Box is a comprehensive compliance management tool tailored specifically for Registered Investment Advisers (RIAs), enabling them to efficiently oversee and fulfill their regulatory duties in accordance with both SEC and state regulations. This innovative platform consolidates essential compliance functions into an intuitive interface, which features a customizable compliance calendar and an integrated log that is already populated with best practice suggestions. It automates vital processes such as registration and filing, including the creation of key documents like Form ADVs and Codes of Ethics. The platform also offers extensive archiving capabilities for communications across email, social media, and websites, all while providing advanced filtering and review functionalities. In addition, it facilitates a guided annual review process that adheres to SEC Rule 206(4)-7, integrates structured risk assessments tied to compliance policies, and includes monitoring tools for employee activities, encompassing trading, outside business engagements, and attestations. In addition to these features, the solution integrates a robust cybersecurity compliance component based on the NIST framework, ensuring that vendor due diligence is thoroughly managed. This all-in-one platform not only streamlines compliance efforts for RIAs but also significantly enhances their ability to navigate the complexities of regulatory demands. By leveraging this solution, RIAs can focus more on their core business activities while maintaining a high standard of compliance.

Media

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Media

Integrations Supported

Additional information not provided

Integrations Supported

Additional information not provided

API Availability

API Availability

Has API

Pricing Information

$100/month
Free Trial Offered?

Pricing Information

Pricing not provided

Supported Platforms

SaaS
On-Prem

Supported Platforms

SaaS

Customer Service / Support

Standard Support

Customer Service / Support

Standard Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

Seasaw AI

Date Founded

2026

Company Location

India

Company Website

seasaw.ai/

Company Facts

Organization Name

COMPLY

Company Location

United States

Company Website

www.comply.com/products/ria-in-a-box/

Categories and Features

Categories and Features

Compliance

Not specified

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