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What is SmartRIA?
Our innovative compliance software is designed to serve a diverse array of organizations, ranging from extensive compliance companies to smaller RIA compliance teams. The SmartRIA platform is expertly crafted to address the varied requirements of compliance consultants, compliance officers, operations teams, investment advisors, wealth managers, and their support staff. By utilizing SmartRIA, firms like yours can thrive in today’s competitive environment. Are you in search of a solution capable of effectively overseeing hundreds of professionals while adapting to your evolving needs? SmartRIA emerges as the most versatile RIA compliance management platform on the market. You can have confidence that your cybersecurity measures and protocols will ensure the protection of the sensitive client data entrusted to your organization through careful professional assessment and thorough documentation. Utilize SmartRIA to create strong documentation practices and cultivate a culture that prioritizes compliance, guaranteeing that your operational workflows are as streamlined and transparent as possible. With the SmartRIA platform, you will be joining over 2,400 firms already reaping the advantages of this powerful RIA compliance management tool, solidifying its status as a reliable option within the industry. This platform not only simplifies the complexities of compliance management but also significantly boosts the overall efficiency of its users. In addition, the user-friendly interface and robust support system make it easier for firms to integrate SmartRIA into their existing processes seamlessly.
What is ACA ComplianceAlpha?
Establish a comprehensive and scalable compliance program using ComplianceAlpha, our innovative regulatory technology software platform complemented by managed services. By taking advantage of integrated technology in conjunction with these services, you can realize enhanced outcomes and increased efficiency. A robust compliance program is critical not only for protecting your organization but also for driving its expansion. Learn how ComplianceAlpha is supporting over 800 leading financial services firms worldwide in crafting superior governance, risk, and compliance (GRC) frameworks. Elevate your compliance initiatives through a more durable and all-encompassing strategy. ComplianceAlpha effortlessly merges risk management and compliance operations, along with surveillance, monitoring, testing, and analytics, into one cohesive platform, providing a comprehensive view of risks and behaviors within your organization. Furthermore, we leverage our collective expertise across diverse fields such as regulatory compliance, cybersecurity, performance metrics, ESG considerations, and technology to devise, develop, and implement timely solutions that address your most pressing challenges. By choosing ComplianceAlpha, you are not merely investing in compliance; you are also strategically positioning your organization for sustainable success and resilience in an ever-evolving regulatory landscape. With our advanced tools and services, you can not only meet compliance requirements but also foster a culture of proactive risk management.
Integrations Supported
Alumio
Red Marker
API Availability
Has API
API Availability
Has API
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Pricing Information
Pricing not provided.
Free Trial Offered?
Free Version
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Supported Platforms
SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Customer Service / Support
Standard Support
24 Hour Support
Web-Based Support
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Training Options
Documentation Hub
Webinars
Online Training
On-Site Training
Company Facts
Organization Name
Smartria
Date Founded
2011
Company Location
United States
Company Website
smart-ria.com
Company Facts
Organization Name
ACA Group
Date Founded
2002
Company Location
United States
Company Website
www.acaglobal.com
Categories and Features
Compliance
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
Categories and Features
AML
Behavioral Analytics
Case Management
Compliance Reporting
Identity Verification
Investigation Management
PEP Screening
Risk Assessment
SARs
Transaction Monitoring
Watch List
Financial Risk Management
Compliance Management
Credit Risk Management
For Hedge Funds
Liquidity Analysis
Loan Portfolio Management
Market Risk Management
Operational Risk Management
Portfolio Management
Portfolio Modeling
Risk Analytics Benchmarks
Stress Tests
Value At Risk Calculation
GRC
Auditing
Disaster Recovery
Environmental Compliance
IT Risk Management
Incident Management
Internal Controls Management
Operational Risk Management
Policy Management
Investment Management
Accounting Management
Benchmarking
Bonds / Stocks
Client Management
Commodities
Compliance Reporting
Data Import / Export
For Investment Advisors
For Investors & Traders
Fund Management
Modeling & Simulation
Payroll & Commissions
Performance Metrics
Portfolio Management
Risk Management