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What is OTC Link ATS?

To improve the functionality and understanding of financial markets, we sort securities into three specific categories based on the quality and quantity of information that companies provide. Investors regulated by the SEC can access information on more than 11,000 securities through a variety of platforms, including Bloomberg, REDI Technologies, and Thomson Reuters, utilizing OTC Link® ATS. Acting as an Alternative Trading System, we connect leading U.S. broker-dealers, ensuring liquidity and efficient execution services for the securities within our markets. Companies have the choice to qualify for either our OTCQX or OTCQB markets, while those that do not meet the necessary standards are automatically traded on Pink. Our Corporate Service products further equip companies with effective strategies to enhance their communication with investors and improve the distribution of information. Ultimately, this extensive framework is aimed at creating a trading environment that is both transparent and well-informed, benefiting all participants involved. In doing so, we strive to promote confidence and engagement in the financial marketplace.

What is Hadrius?

Our innovative software suite, powered by advanced AI, excels as the premier solution for meeting the compliance needs of Registered Investment Advisors (RIAs) and broker-dealers. Featuring the exceptional ComplianceGPT, our automated marketing review system enables users to upload diverse document types and receive compliance recommendations in under a minute, significantly reducing the time spent on communication between marketing teams. After establishing employee brokerage accounts, users can access valuable features, including automated reporting, pre-clearance, and regular reviews tailored to their needs. We also simplify the employee onboarding process, making it as efficient as possible to integrate new hires. Our comprehensive suite addresses a wide range of compliance areas, including political contributions, gifts, outside business activities, and necessary updates to compliance manuals and codes of ethics. Employees can effortlessly utilize the intuitive Hadrius interface to manage their accounts, facilitating easy reporting and document signing. Furthermore, our platform is designed with adaptability in mind, ensuring that it consistently offers the latest tools and features to improve compliance management. This ongoing evolution allows organizations to stay ahead in the ever-changing regulatory landscape, reinforcing their commitment to compliance excellence.

Media

Media

Integrations Supported

Slack
Telegram
WeChat
WhatsApp

Integrations Supported

Slack
Telegram
WeChat
WhatsApp

API Availability

Has API

API Availability

Has API

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Pricing Information

Pricing not provided.
Free Trial Offered?
Free Version

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Supported Platforms

SaaS
Android
iPhone
iPad
Windows
Mac
On-Prem
Chromebook
Linux

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Customer Service / Support

Standard Support
24 Hour Support
Web-Based Support

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Training Options

Documentation Hub
Webinars
Online Training
On-Site Training

Company Facts

Organization Name

OTC Markets

Company Location

United States

Company Website

www.otcmarkets.com/otc-link

Company Facts

Organization Name

Hadrius

Company Location

United States

Company Website

www.hadrius.com

Categories and Features

Categories and Features

Compliance

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
ISO Compliance
Incident Management
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

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